SEC Form 4 · accession 0001026608-18-000040
ACME UNITED CORP · ACU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richmond Y Holden Jr.
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002098
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 3,787 | $10.83 | A | 19,037 | D | |
| Common Stock | Sep 4, 2018 | D | 3,787 | $21.45 | D | 15,250 | D | |
| Common Stock | Sep 4, 2018 | M | 750 | $9.26 | A | 16,000 | D | |
| Common Stock | Sep 4, 2018 | D | 750 | $21.45 | D | 15,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $10.83 | Sep 4, 2018 | M | 3,787 | D | Apr 24, 2012 | Apr 23, 2022 | Common Stock | 3,787 | 26,713 | D |
| Employee Stock Option | $9.26 | Sep 4, 2018 | M | 750 | D | Apr 26, 2011 | Apr 25, 2021 | Common Stock | 750 | 25,963 | D |