SEC Form 4 · accession 0001280263-18-000081
AMBARELLA INC · AMBA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin C Eichler
Officer — CFO
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 7:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001280263
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $38.11 | Sep 4, 2018 | A | 20,000 | A | — | Sep 3, 2028 | Ordinary Shares | 20,000 | 20,000 | D |
| Restricted Stock UnitsF2,F3 | — | Sep 4, 2018 | A | 100,000 | A | — | Sep 15, 2022 | Ordinary Shares | 100,000 | 100,000 | D |
Explanation of responses
- F125% of the Shares subject to the option vest on August 6, 2019 and 1/48 of the shares vest monthly thereafter.
- F2Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- F3The RSUs vest as to 1/4 of the RSUs on September 15, 2019 and 1/16 of the RSUs will vest each three months thereafter such that the RSUs are 100% vested on September 15, 2022.