SEC Form 4 · accession 0001179110-18-011174
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Doug Iiekking
Officer — CFO
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | M | 2,200 | $70.745 | A | 2,200 | D | |
| Common StockF2 | Sep 4, 2018 | S | 2,200 | $130.08 | D | 0 | D | |
| Common StockF1 | Sep 6, 2018 | M | 4,296 | $70.745 | A | 4,296 | D | |
| Common StockF3 | Sep 6, 2018 | S | 4,296 | $124.29 | D | 0 | D | |
| Common StockF1 | Sep 6, 2018 | M | 74 | $70.745 | A | 74 | D | |
| Common Stock | Sep 6, 2018 | S | 74 | $126.00 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock - Settles Stock Appreciation Right | $70.745 | Sep 4, 2018 | M | 4,827 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 4,827 | 25,173 | D |
| Stock - Settles Stock Appreciation Right | $70.745 | Sep 6, 2018 | M | 10,004 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 10,004 | 15,169 | D |
| Stock - Settles Stock Appreciation Right | $70.745 | Sep 6, 2018 | M | 169 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 169 | 15,000 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price $130.08. Price range in multiple transactions was $130.00 to $130.55 inclusively.
- F3Weighted average price $124.29. Price range in multiple transactions was $124.00 to $124.925 inclusively.