SEC Form 4 · accession 0001209191-18-049795
Inogen Inc · INGN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brenton Taylor
Officer — EVP, Engineering
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001294133
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | A | 5,000 | $16.62 | A | 41,297 | D | |
| Common StockF2 | Sep 4, 2018 | S | 2,700 | $258.2372 | D | 38,597 | D | |
| Common StockF3 | Sep 4, 2018 | S | 800 | $259.0925 | D | 37,797 | D | |
| Common StockF4 | Sep 4, 2018 | S | 600 | $260.4683 | D | 37,197 | D | |
| Common StockF5 | Sep 4, 2018 | S | 500 | $261.9047 | D | 36,697 | D | |
| Common Stock | Sep 4, 2018 | S | 100 | $262.45 | D | 36,597 | D | |
| Common Stock | Sep 4, 2018 | S | 300 | $263.68 | D | 36,297 | D | |
| Common Stock | holding | — | — | — | 842 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F7 | $16.62 | Sep 4, 2018 | M | 5,000 | D | — | Mar 31, 2021 | Common Stock | 5,000 | 60,311 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2017.
- F2Represents the weighted average share price of an aggregate total of 2,700 shares sold in the price range of $257.71 to $258.60 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Represents the weighted average share price of an aggregate total of 800 shares sold in the price range of $258.80 to $259.46 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4Represents the weighted average share price of an aggregate total of 600 shares sold in the price range of $260.00 to $260.74 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F5Represents the weighted average share price of an aggregate total of 500 shares sold in the price range of $261.30 to $262.21 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F6Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014
- F7Reporting person's Form 4 filed on 04/02/2014 incorrectly reported the Expiration Date as 04/01/2024.