SEC Form 4 · accession 0001127602-18-026896

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Elizabeth B Rankin

Other

Period of report

Mar 19, 2018

Accepted (ET)

Sep 6, 2018 · 4:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001173514

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Mar 19, 2018	J	2,661	$0.00	A	10,838	I	Held through a trust of which the Reporting Person's spouse is trustee
Class A Common Stock^F3,F4	Sep 4, 2018	P	1	$60.65	A	131	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3,F5	Sep 4, 2018	P	1	$61.46	A	132	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3,F5	Sep 4, 2018	P	2	$61.46	A	132	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3,F5	Sep 4, 2018	P	1	$61.46	A	131	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock^F3,F5	Sep 4, 2018	P	1	$61.46	A	131	I	Child's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock	holding	—	—		—	2,058	I	Reporting Person?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	1,553	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	645	I	Reporting Person's spouse is co-trustee of a Trust fbo minor child.
Class A Common Stock^F2	holding	—	—		—	500	I	Held by Reporting Person's spouse.
Class A Common Stock^F2	holding	—	—		—	9,103	I	Spouse's proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	1,405	I	Minor child's trust?s proportionate interests in shares held by Rankin Associates II.
Class A Common Stock^F2	holding	—	—		—	563	I	Reporting Person's spouse is co-trustee of a Trust fbo minor child.

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F2,F6	—	May 17, 2018	J	2,661	A	—	—	Class A Common Stock	2,661	11,170	I
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	722	722	D
Class B Common Stock^F6	—	holding	—	—	—	—	—	Class A Common Stock	2,058	2,058	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,553	1,553	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	645	645	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	500	500	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	9,103	9,103	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	1,405	1,405	I
Class B Common Stock^F2,F6	—	holding	—	—	—	—	—	Class A Common Stock	563	563	I

Explanation of responses

F1Shares transferred pursuant to the Alfred M. Rankin, Sr. GST
F2Reporting Person disclaims beneficial ownership of all such shares.
F3Shares purchased pursuant to 10(b)5 plan
F42018-Sept-4-Block 1 Weighted Average - Share Price represents average price between $60.26 and $60.99.
F52018-Sept-4- Block 2 Weighted Average- Share Price represents average price between $61.12 and $61.99.
F6N/A