SEC Form 4 · accession 0001618732-18-000111
Nutanix, Inc. · NTNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Sangster
Officer — EVP, Operations
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 4, 2018 | M | 7,916 | $3.20 | A | 7,916 | D | |
| Class A Common StockF1,F2 | Sep 4, 2018 | S | 2,000 | $54.943 | D | 5,916 | D | |
| Class A Common StockF1,F3 | Sep 4, 2018 | S | 5,916 | $56.021 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $3.20 | Sep 4, 2018 | M | 7,916 | D | — | May 19, 2024 | Class A Common Stock | 7,916 | 55,418 | D |
Explanation of responses
- F1The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- F2The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.48 to $55.47. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F3The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $55.54 to $56.51. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- F4The option is subject to an early exercise provision and is immediately exercisable. Shares subject to the option vest in 48 equal monthly installments beginning on May 1, 2015.