SEC Form 4 · accession 0001179110-18-011175
USANA HEALTH SCIENCES INC · USNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Foukas
Officer — Chief Legal Officer
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | M | 2,348 | $70.745 | A | 2,348 | D | |
| Common StockF2 | Sep 4, 2018 | S | 2,348 | $130.077 | D | 0 | D | |
| Common StockF1 | Sep 6, 2018 | M | 4,183 | $70.745 | A | 4,183 | D | |
| Common StockF3 | Sep 6, 2018 | S | 4,183 | $123.388 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock - Settles Stock Appreciation Right | $70.745 | Sep 4, 2018 | M | 5,152 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 5,152 | 24,848 | D |
| Stock - Settles Stock Appreciation Right | $70.745 | Sep 6, 2018 | M | 9,848 | D | Sep 1, 2018 | Mar 1, 2020 | Common Stock | 9,848 | 15,000 | D |
Explanation of responses
- F1The shares acquired resulted from the reporting person's settlement of the stock-settled stock appreciation rights disclosed in Table II.
- F2Weighted average price $130.077. Price range in multiple transactions was $130.00 to $130.55 inclusively.
- F3Weighted average price $123.388. Price range in multiple transactions was $123.00 to $123.825 inclusively.