SEC Form 4 · accession 0001127602-18-026971
ASPEN TECHNOLOGY INC /DE/ · AZPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan C McArdle
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 5:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000929940
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 4, 2018 | A | 845 | $0.00 | A | 30,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F3 | $115.36 | Sep 4, 2018 | A | 1,605 | A | Sep 4, 2018 | Sep 3, 2028 | Common Stock | 1,605 | 1,605 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Aspen Technology, Inc. common stock. The Restricted Stock Units were fully vested on the date of grant.
- F2The Restricted Stock Unites were received as a grant for no consideration.
- F3The option granted at the exercise price of $115.36 was fully vested on the date of grant.