SEC Form 4 · accession 0001209191-18-049962
SMITH & WESSON BRANDS, INC. · SWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John B Furman
Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 6:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001092796
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 10,000 | $4.44 | A | 32,834 | D | |
| Common Stock | Sep 4, 2018 | S | 10,000 | $14.50 | D | 22,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2 | $4.44 | Sep 4, 2018 | M | 10,000 | D | — | Sep 15, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The shares were sold pursuant to a 10b5-1 Trading Plan dated September 20, 2017.
- F21/12th of the total number of options granted vested and became exercisable each month after the September 15, 2008 date of grant, until fully vested on September 15, 2009.