SEC Form 4 · accession 0001209191-18-049984
QUANTENNA COMMUNICATIONS INC · QTNA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sam Heidari
Officer — Chairman and CEO · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 9:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001370702
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 460 | $1.00 | A | 172,367 | D | |
| Common Stock | Sep 4, 2018 | M | 9,540 | $1.00 | A | 181,907 | D | |
| Common Stock | Sep 4, 2018 | S | 10,000 | $19.00 | D | 171,907 | D | |
| Common StockF2 | Sep 5, 2018 | M | 1,300 | $1.00 | A | 173,207 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F3 | $1.00 | Sep 4, 2018 | M | 460 | D | — | May 18, 2020 | Common Stock | 460 | 0 | D |
| Employee Stock Option (right to buy)F3 | $1.00 | Sep 4, 2018 | M | 9,540 | D | — | Feb 1, 2021 | Common Stock | 9,540 | 50,000 | D |
| Employee Stock Option (right to buy)F3,F2 | $1.00 | Sep 5, 2018 | M | 1,300 | D | — | Oct 7, 2021 | Common Stock | 1,300 | 98,452 | D |
Explanation of responses
- F1The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 automatic trading plan adopted by the Reporting Person.
- F2The Reporting Person has elected to exercise and hold the shares at this time.
- F3The shares subject to the option are fully vested and exercisable.