SEC Form 4/A · accession 0001127602-18-027020
SIERRA BANCORP · BSRR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gordon T Woods
Director
Period of report
Aug 31, 2018
Accepted (ET)
Sep 7, 2018 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001130144
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 20,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $19.19 | Aug 31, 2018 | S | 2,500 | D | Nov 20, 2008 | Nov 20, 2018 | Common Stock | 2,500 | 0 | D |
Remarks
Inadvertently neglected to report exercise of options on 2,500 shares; corrected balance of shares beneficially owned.