SEC Form 4 · accession 0001628280-18-011657
ELECTRONICS FOR IMAGING INC · EFII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Guy Gecht
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000867374
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | M | 12,433 | — | A | 281,871 | D | |
| Common StockF2 | Sep 4, 2018 | F | 4,300 | $34.45 | D | 277,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit (RSU)F3,F4 | — | Sep 4, 2018 | M | 12,433 | D | — | Sep 4, 2018 | Common Stock | 12,433 | 0 | D |
Explanation of responses
- F1Upon vesting, each restricted stock unit was converted into one share of the common stock of Electronics For Imaging, Inc. (the "Company").
- F2Represents shares of the Company's common stock withheld for tax purposes upon the vesting of the restricted stock units. This transaction is exempt under Rule 16b-3(e).
- F3Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- F4This restricted stock unit award was granted on September 4, 2015 and vested with respect to one-third of the units on each of the first, second, and third anniversaries of the date of grant, subject to the reporting person's continued employment with the issuer through the applicable vesting date.