SEC Form 4 · accession 0001127602-18-027006
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lawing
Officer — SR VP Chief Technology Officer
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 8:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | S | 5,000 | $20.2338 | D | 8,656 | D | |
| Common Stock | holding | — | — | — | 1,849 | I | By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $14.58 | Sep 5, 2018 | M | 5,000 | D | Jun 24, 2012 | Jun 24, 2021 | Common Stock | 5,000 | 3,160 | D |