SEC Form 4 · accession 0001593968-18-001171
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Wilson
Officer — EVP
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 5,000 | $30.82 | A | 87,419 | D | |
| Common Stock | Sep 5, 2018 | M | 10,000 | $24.74 | A | 97,419 | D | |
| Common StockF1 | Sep 5, 2018 | S | 5,000 | $59.0001 | D | 92,419 | D | |
| Common StockF1 | Sep 5, 2018 | S | 10,000 | $59.0001 | D | 82,419 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $24.74 | Sep 5, 2018 | M | 10,000 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 10,000 | 0 | D |
| Option (right to buy)F3 | $30.82 | Sep 5, 2018 | M | 5,000 | D | Feb 26, 2014 | Feb 26, 2019 | SMTC | 5,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $59.0000 to $59.0050. Price and share details are available upon request.
- F2This grant vests in three annual installments beginning on February 25, 2015.
- F3This grant vests in three annual installments beginning on February 26, 2014.