SEC Form 4 · accession 0001069183-18-000095
AXON ENTERPRISE, INC. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas E Klint
Officer — Corporate Secretary
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 4:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069183
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 4, 2018 | M | 25,000 | $4.75 | A | 104,341 | D | |
| Common Stock | Sep 4, 2018 | S | 25,000 | $69.82 | D | 79,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option | $4.75 | Sep 4, 2018 | M | 25,000 | D | Feb 28, 2018 | Dec 22, 2018 | Common Stock | 25,000 | 0 | D |