SEC Form 4 · accession 0001179110-18-011161
2U, Inc. · TWOU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kenigsberg
Officer — Chief Technology Officer
Period of report
Sep 5, 2018
Accepted (ET)
Sep 6, 2018 · 4:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 7,200 | $0.60 | A | 50,380 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.60 | Sep 5, 2018 | M | 7,200 | D | — | Jan 23, 2019 | Common Stock | 7,200 | 92,700 | D |
Explanation of responses
- F1The shares underlying this option are fully vested.