Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Aug 2, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

305 filings · trading day Aug 2, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 1, 2018 CPSForm 4 →	Aug 1, 6:05 pm EDT	Berry Petroleum CorpBRY	Benefit Street Partners LLC +1Director, 10% Owner	12,381,404	$13.36	$5,609,071	0	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 4:17 pm EDT	National Vision Holdings, Inc.EYE	L Reade FahsChief Executive Officer, Director	320,403	$4.27	$1,368,121	564,520	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:28 pm EDT	TransUnionTRU	Gerald M McCarthy Jr.EVP - Healthcare	62,752	$13.06	$819,541	62,085	—
Jul 25, 2018 AForm 4/A →	Aug 1, 5:23 pm EDT	KOSS CORPKOSS	Michael J KossPresident and CEO, 10% Owner	160,000	$2.92	$467,200	160,000	—
Jul 31, 2018 MForm 4 →	Aug 1, 4:03 pm EDT	HONEYWELL INTERNATIONAL INCHON	John F. WaldronPresident & CEO, SPS	2,825	$158.70	$448,327	5,391	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:10 pm EDT	National Vision Holdings, Inc.EYE	Mitchell GoodmanSVP, GC and Secretary	74,760	$4.27	$319,225	103,240	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:15 pm EDT	National Vision Holdings, Inc.EYE	Jeff BusbeeSVP, Chief HR Officer	57,672	$4.27	$246,259	99,069	—
Jul 30, 2018 MForm 4 →	Aug 1, 5:17 pm EDT	FULLER H B COFUL	Timothy J KeenanVP, Gen. Counsel & Corp. Sec.	4,300	$56.34	$242,252	13,205	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	National Vision Holdings, Inc.EYE	Patrick R. MooreSVP, Chief Financial Officer	56,070	$4.27	$239,419	120,150	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:08 pm EDT	National Vision Holdings, Inc.EYE	Chris BeasleySVP, Accounting, & Controller	32,040	$5.25	$168,210	74,644	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:13 pm EDT	National Vision Holdings, Inc.EYE	John VaughtSVP, Chief Information Officer	35,244	$4.27	$150,492	48,670	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:10 pm EDT	AT&T INC.T	Joyce M RocheDirector	3,540	$31.97	$113,182	188,654	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:12 pm EDT	AT&T INC.T	Matthew K RoseDirector	3,033	$31.97	$96,966	89,466	—
Jul 31, 2018 XForm 4 →	Aug 2, 12:46 pm EDT	GRIFFIN INDUSTRIAL REALTY, INC.GRIF	Thomas M. LescalleetOther	2,719	$33.07	$89,917	2,281	—
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:35 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Douglas A MichelsDirector	840	$94.76	$79,582	12,540	—	late
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:34 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Mark A ButhmanDirector	826	$94.75	$78,307	9,484	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 2:16 pm EDT	AT&T INC.T	Laura D TysonDirector	2,208	$31.97	$70,596	143,400	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:03 pm EDT	AT&T INC.T	Scott T FordDirector	1,974	$31.97	$63,098	50,669	—
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:35 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Deborah L KellerDirector	632	$94.72	$59,853	910	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 2:46 pm EDT	AT&T INC.T	Beth E MooneyDirector	1,770	$31.97	$56,581	44,932	—
Jul 31, 2018 AForm 4 →	Aug 2, 1:59 pm EDT	AT&T INC.T	Samuel A Di Piazza Jr.Director	1,765	$31.97	$56,414	32,093	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:05 pm EDT	AT&T INC.T	Glenn H HutchinsDirector	1,687	$31.97	$53,948	39,583	—
May 17, 2018 MForm 4/A →	Aug 2, 11:24 am EDT	FULLER H B COFUL	John J CorkreanExecutive VP and CFO	756	$52.14	$39,418	663	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:12 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	260	$130.35	$33,891	25,114	—
Jul 3, 2018 AForm 4 →	Aug 1, 4:26 pm EDT	BIOVIE INC.BIVI	Michael Edward ShermanDirector	1,666,000	$0.018	$29,988	1,666,000	—	late
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:35 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	John H WeilandDirector	261	$99.16	$25,839	24,628	—	late
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:35 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	William F FeeheryDirector	233	$99.16	$23,087	4,519	—	late
Aug 1, 2018 AForm 4 →	Aug 1, 5:02 pm EDT	BERKLEY W R CORPWRB	Mark Ellwood BrockbankDirector	290	$75.86	$21,999	23,007	—
Aug 1, 2018 AForm 4 →	Aug 1, 5:04 pm EDT	BERKLEY W R CORPWRB	Leigh Ann PuseyDirector	276	$75.86	$20,937	276	—
Aug 1, 2018 CMForm 4 →	Aug 2, 3:45 pm EDT	APPIAN CORPAPPN	Edward L HughesSenior VP, Worldwide Sales	60,000	$0.89	$17,800	0	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:08 pm EDT	AT&T INC.T	Michael B McCallisterDirector	536	$31.97	$17,149	34,835	—
Aug 1, 2018 JForm 4 →	Aug 2, 9:43 am EDT	ERIE INDEMNITY COERIE	J Ralph Borneman Jr.Director	126	$124.24	$15,688	15,224	—
Aug 1, 2018 JForm 4 →	Aug 2, 9:54 am EDT	ERIE INDEMNITY COERIE	Eugene C ConnellDirector	126	$124.24	$15,688	629	—
Aug 1, 2018 JForm 4 →	Aug 2, 10:01 am EDT	ERIE INDEMNITY COERIE	Salvatore CorrentiDirector	126	$124.24	$15,688	130	—
Aug 1, 2018 JForm 4 →	Aug 2, 10:06 am EDT	ERIE INDEMNITY COERIE	LuAnn DateshDirector	126	$124.24	$15,688	1,310	—
Aug 1, 2018 JForm 4 →	Aug 2, 10:14 am EDT	ERIE INDEMNITY COERIE	Jonathan Hirt HagenDirector	126	$124.24	$15,688	12,292	—
Aug 1, 2018 JForm 4 →	Aug 2, 11:46 am EDT	ERIE INDEMNITY COERIE	Thomas B HagenDirector	126	$124.24	$15,688	10,125	—
Aug 1, 2018 JForm 4 →	Aug 2, 12:04 pm EDT	ERIE INDEMNITY COERIE	Charles Scott HartzDirector	126	$124.24	$15,688	14,273	—
Aug 1, 2018 JForm 4 →	Aug 2, 12:13 pm EDT	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	126	$124.24	$15,688	629	—
Aug 1, 2018 JForm 4 →	Aug 2, 12:38 pm EDT	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	126	$124.24	$15,688	15,224	—
Aug 1, 2018 JForm 4 →	Aug 2, 12:51 pm EDT	ERIE INDEMNITY COERIE	George R LucoreDirector	126	$124.24	$15,688	1,310	—
Aug 1, 2018 JForm 4 →	Aug 2, 1:46 pm EDT	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	126	$124.24	$15,688	11,199	—
Aug 1, 2018 JForm 4 →	Aug 2, 1:57 pm EDT	ERIE INDEMNITY COERIE	Martin SheffieldDirector	126	$124.24	$15,688	6,282	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:14 pm EDT	AT&T INC.T	Cindy B TaylorDirector	455	$31.97	$14,550	29,554	—
Jul 30, 2018 SForm 4 →	Aug 1, 8:37 pm EDT	TAITRON COMPONENTS INCTAIT	Craig MillerDirector	7,000	$2.04	$14,272	0	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:02 pm EDT	CONOCOPHILLIPSCOP	Harald J NorvikDirector	193	$72.33	$13,959	75,734	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:08 pm EDT	CONOCOPHILLIPSCOP	John V FaraciDirector	170	$72.33	$12,296	22,493	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:07 pm EDT	AT&T INC.T	William E KennardDirector	374	$31.97	$11,959	24,291	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:04 pm EDT	CONOCOPHILLIPSCOP	Robert A NiblockDirector	162	$72.33	$11,717	45,651	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:07 pm EDT	CONOCOPHILLIPSCOP	Jeffrey A JoerresDirector	150	$72.33	$10,849	150	—
Dec 29, 2017 AForm 4 →	Aug 1, 2018, 4:35 pm EDT	WEST PHARMACEUTICAL SERVICES INCWST	Goldman Myla LaiDirector	103	$99.16	$10,237	1,832	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 2:01 pm EDT	AT&T INC.T	Richard W FisherDirector	295	$31.97	$9,428	19,150	—
Jul 31, 2018 AForm 4 →	Aug 2, 2:18 pm EDT	AT&T INC.T	Geoffrey Y YangDirector	202	$31.97	$6,453	13,107	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:03 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Carlos G. LinaresE.V.P. Global Research & Dev.	100	$55.90	$5,604	1,563	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:01 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Rick SpannE.V.P. Global Operations	99	$55.90	$5,558	4,049	—
Jul 23, 2018 JMForm 4 →	Aug 2, 3:34 pm EDT	MCCORMICK & CO INCMKC	J Michael FitzpatrickDirector	10,039	$117.20	$4,528	0	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 9:54 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	63	$55.90	$3,528	3,786	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:12 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	25	$130.35	$3,259	3,234	—
Jul 31, 2018 AForm 4 →	Aug 2, 9:56 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Britta BomhardE.V.P. Chief Marketing Officer	49	$55.90	$2,725	4,498	—
Jul 31, 2018 AForm 4 →	Aug 2, 9:57 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Judy A. ZagorskiE.V.P. Global Human Resources	46	$55.90	$2,580	1,245	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:12 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	19	$130.35	$2,477	7,722	—
Jul 31, 2018 AForm 4 →	Aug 2, 9:59 am EDT	CHURCH & DWIGHT CO INC /DE/CHD	Matthew FarrellPresident and CEO, Director	38	$55.90	$2,146	85,504	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	PFIZER INCPFE	Dawn RogersExecutive Vice President	44	$39.93	$1,757	6,813	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	22	$39.93	$878	12,208	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:12 pm EDT	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Robert G. AndersonController	6	$130.35	$782	3,851	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:11 pm EDT	SCANA CORPSCG	Jimmy E AddisonCEO, COO, President	19	$39.99	$763	6,054	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	PFIZER INCPFE	John D YoungGroup President	10	$39.93	$399	10,336	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:57 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$39.93	$160	4,532	—
Jul 31, 2018 MForm 4 →	Aug 1, 4:01 pm EDT	ANALOG DEVICES INCADI	Peter RealSVP & Chief Technology Officer	4,595	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:02 pm EDT	HONEYWELL INTERNATIONAL INCHON	Linnet F DeilyDirector	5,028	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:03 pm EDT	Medtronic plcMDT	Karen L ParkhillEVP & Chief Financial Officer	86,762	—	—	1,695	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:03 pm EDT	STERICYCLE INCSRCL	Thomas D BrownDirector	339	—	—	2,761	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:03 pm EDT	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	8,146	—	—	4,036	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:04 pm EDT	Medtronic plcMDT	Carol A SurfaceSVP, Chief HR Officer	51,402	—	—	1,695	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:05 pm EDT	MYR GROUP INC.MYRG	Donald C.I. LuckyDirector	634	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:05 pm EDT	MYR GROUP INC.MYRG	Kenneth Michael HartwickDirector	634	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Rupert VesseySEE REMARKS	18,257	—	—	18,257	—
Jul 26, 2018 JForm 4 →	Aug 1, 4:05 pm EDT	MassRoots, Inc.MSRT	Charles BlumDirector	500,000	—	—	500,000	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Peter N KelloggSEE REMARKS	20,285	—	—	20,285	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:05 pm EDT	Santander Consumer USA Holdings Inc.SC	Richard MorrinSee Remarks	59,160	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Terrie CurranSEE REMARKS	12,983	—	—	12,983	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Jonathan BillerEVP AND GENERAL COUNSEL	4,687	—	—	4,687	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Nadim AhmedPRES., HEMATOLOGY AND ONCOLOGY	10,548	—	—	10,548	—
Jul 26, 2018 JForm 4 →	Aug 1, 4:05 pm EDT	MassRoots, Inc.MSRT	Cecil Bond KyteDirector	1,000,000	—	—	1,000,000	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 4:05 pm EDT	CELGENE CORP /DE/CELG	Mark J AllesCEO, CHAIRMAN OF BOARD, Director	59,234	—	—	59,234	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:06 pm EDT	Medtronic plcMDT	Rob Ten HoedtEVP & President EMEA	60,440	—	—	1,695	—
Aug 1, 2018 MForm 4 →	Aug 1, 4:07 pm EDT	CORNING INC /NYGLW	Clark S KinlinExecutive Vice President	34,298	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:08 pm EDT	Medtronic plcMDT	Robert John WhiteEVP & President MITG	64,958	—	—	1,695	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:11 pm EDT	INTEL CORPINTC	Andy D BryantChairman, Director	2,302	—	—	23,021	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:13 pm EDT	ADVANCED MICRO DEVICES INCAMD	Forrest Eugene NorrodSVP & GM DESG	37,500	—	—	145,981	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:14 pm EDT	INTEL CORPINTC	Kevin Thomas McBrideVP Finance, Controller	309	—	—	3,086	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:15 pm EDT	Quotient LtdQTNT	Sarah A OconnorDirector	2,099	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:16 pm EDT	LANNETT CO INCLCI	John KozlowskiChief Operating Officer	9,953	—	—	9,953	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:16 pm EDT	LENNOX INTERNATIONAL INCLII	Todd M BluedornChairman and CEO, Director	22,547	—	—	22,546	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:17 pm EDT	Axalta Coating Systems Ltd.AXTA	Robert W. BryantEVP & CFO	46,280	—	—	46,280	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:17 pm EDT	INTEL CORPINTC	Venkata S M RenduchintalaGroup President (TSCG)	2,946	—	—	29,466	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:17 pm EDT	LANNETT CO INCLCI	Samuel H IsraelChief Legal Officer	13,665	—	—	13,665	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:18 pm EDT	Axalta Coating Systems Ltd.AXTA	Michael A. CashSVP & Pres., Indus. Coatings	46,280	—	—	46,280	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:18 pm EDT	LANNETT CO INCLCI	Martin P GalvanVP of Finance & CFO	16,085	—	—	16,085	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:19 pm EDT	INTEL CORPINTC	Steven Ralph RodgersEVP General Counsel	13,995	—	—	66,297	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:20 pm EDT	Axalta Coating Systems Ltd.AXTA	Michael F. FinnSVP & General Counsel	46,280	—	—	46,280	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:20 pm EDT	LANNETT CO INCLCI	Robert EhlingerVP and CIO	5,569	—	—	5,569	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:21 pm EDT	LANNETT CO INCLCI	Timothy C CrewChief Executive Officer	21,626	—	—	21,626	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:22 pm EDT	Axalta Coating Systems Ltd.AXTA	Sean M. LannonVP Corp Fin & Controller, PAO	12,396	—	—	12,396	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:22 pm EDT	LANNETT CO INCLCI	John AbtChief Quality and Operations	6,454	—	—	6,454	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:23 pm EDT	Axalta Coating Systems Ltd.AXTA	Steven R. MarkevichEVP & Pres., Trans. Coatings	46,280	—	—	46,280	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:26 pm EDT	Axalta Coating Systems Ltd.AXTA	Joseph F. McDougallEVP & Pres., Global Refinish	46,280	—	—	46,280	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:31 pm EDT	BRIGHTCOVE INCBCOV	Christopher StagnoPAO, VP, CORPORATE CONTROLLER	3,550	—	—	3,550	—
Aug 1, 2018 MForm 4 →	Aug 1, 4:31 pm EDT	BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM	Mandy BermanEVP & CAO	500	—	—	1,136	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:35 pm EDT	TETRA TECH INCTTEK	Gary BirkenbeuelDirector	1,172	—	—	309	—
Jul 31, 2018 AForm 4 →	Aug 1, 4:36 pm EDT	HISTOGENICS CORPHSGX	Lynne E KelleyChief Medical Officer	200,000	—	—	200,000	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:37 pm EDT	Quanex Building Products CORPNX	Brent L KorbSr. VP-Finance & CFO	100,000	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:37 pm EDT	ABIOMED INCABMD	David M WeberChief Operating Officer	11,000	—	—	14,000	—
Jun 21, 2018 MForm 4 →	Aug 1, 4:37 pm EDT	INVESTORS REAL ESTATE TRUSTIRET	Andrew MartinEVP-Property Operations	8,402	—	—	0	—	late
Jul 30, 2018 MForm 4 →	Aug 1, 4:42 pm EDT	Gevo, Inc.GEVO	Patrick R. GruberChief Executive Officer, Director	5	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:44 pm EDT	INSEEGO CORP.INSG	Stephen M SmithChief Financial Officer	500,000	—	—	500,000	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:46 pm EDT	Aldeyra Therapeutics, Inc.ALDX	Joshua ReedChief Financial Officer	75,000	—	—	75,000	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:46 pm EDT	Gevo, Inc.GEVO	Ruth DreessenDirector	1	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:55 pm EDT	Gevo, Inc.GEVO	Andrew MarshDirector	1	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:56 pm EDT	Gevo, Inc.GEVO	Johannes Minho RothDirector	1	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 4:56 pm EDT	aTYR PHARMA INCLIFE	Jill Marie BroadfootChief Financial Officer	200,000	—	—	200,000	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:57 pm EDT	Gevo, Inc.GEVO	Christopher Michael RyanPresident and COO	4	—	—	0	—
Jul 30, 2018 JForm 4 →	Aug 1, 4:58 pm EDT	vTv Therapeutics Inc.VTVT	Ronald O Perelman10% Owner	2	—	—	1	—
Jul 30, 2018 MForm 4 →	Aug 1, 4:58 pm EDT	Gevo, Inc.GEVO	Gary W. MizeDirector	1	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:00 pm EDT	Liquidia Technologies IncLQDA	Arthur M Pappas +410% Owner	3,118,644	—	—	0	—
Jul 30, 2018 MForm 4 →	Aug 1, 5:01 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	David M WalkerChief Risk Officer	10,000	—	—	463,055	—
Jul 31, 2018 AForm 4 →	Aug 1, 5:01 pm EDT	CSS INDUSTRIES INCCSS	Stephen P CraneDirector	3,242	—	—	3,242	—
Jul 30, 2018 AMForm 4 →	Aug 1, 5:01 pm EDT	CSS INDUSTRIES INCCSS	William Rulon-MillerDirector	5,106	—	—	3,242	—
Jul 30, 2018 AMForm 4 →	Aug 1, 5:02 pm EDT	CSS INDUSTRIES INCCSS	Rebecca C MatthiasDirector	20,000	—	—	10,000	—
Jul 30, 2018 AMForm 4 →	Aug 1, 5:02 pm EDT	CSS INDUSTRIES INCCSS	Harry J. Mullany IIIDirector	5,106	—	—	3,242	—
Jul 30, 2018 MForm 4 →	Aug 1, 5:02 pm EDT	CSS INDUSTRIES INCCSS	Scott A BeaumontDirector	1,864	—	—	0	—
Jul 30, 2018 AMForm 4 →	Aug 1, 5:03 pm EDT	CSS INDUSTRIES INCCSS	Elam M Hitchner IIIDirector	5,106	—	—	3,242	—
Jul 30, 2018 AMForm 4 →	Aug 1, 5:03 pm EDT	CSS INDUSTRIES INCCSS	Robert E ChappellDirector	5,106	—	—	3,242	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:11 pm EDT	Liquidia Technologies IncLQDA	ALWP CAPITAL SPC LTD +110% Owner	2,542,106	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 1, 5:11 pm EDT	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	13,999	—	—	8,573	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Liquidia Technologies IncLQDA	Medical Mutual Holdings, Inc.10% Owner	3,198,071	—	—	27,945	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Liquidia Technologies IncLQDA	Canaan VIII LP +110% Owner	23,546,302	—	—	34,378	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Liquidia Technologies IncLQDA	Amereus Group PTE LTD +110% Owner	8,360,085	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 1, 5:12 pm EDT	Merck & Co., Inc.MRK	Kenneth C FrazierChairman, President & CEO, Director	228,091	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:12 pm EDT	Liquidia Technologies IncLQDA	Family Credit LLC Series D Mario +210% Owner	2,145,973	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:12 pm EDT	Liquidia Technologies IncLQDA	PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC +510% Owner	3,420,516	—	—	0	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:13 pm EDT	Liquidia Technologies IncLQDA	LEERINK REVELATION HEALTHCARE FUND I, L.P. +110% Owner	6,688,068	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:13 pm EDT	Liquidia Technologies IncLQDA	Stephen M BlochDirector	23,546,302	—	—	34,378	—
Jul 30, 2018 MForm 4 →	Aug 1, 5:13 pm EDT	DANAHER CORP /DE/DHR	Thomas Patrick Joyce Jr.President and CEO, Director	94,624	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:14 pm EDT	Liquidia Technologies IncLQDA	Morningside Venture Investments Ltd10% Owner	5,608,666	—	—	18,996	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:14 pm EDT	Liquidia Technologies IncLQDA	Sovereign's Capital II, LP10% Owner	1,489,708	—	—	9,315	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:15 pm EDT	Liquidia Technologies IncLQDA	Wakefield Group III, LLC10% Owner	270,677	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:16 pm EDT	Liquidia Technologies IncLQDA	Wakefield Group IV, LLC10% Owner	2,432,058	—	—	9,315	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:16 pm EDT	Liquidia Technologies IncLQDA	University of North Carolina at Chapel Hill Foundation, Inc.10% Owner	1,504,815	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 1, 5:21 pm EDT	Northwest Bancshares, Inc.NWBI	William J WagnerExecutive Chairman, Director	21,660	—	—	11,884	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:25 pm EDT	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	40	—	—	16,062	—
Jul 30, 2018 CForm 4 →	Aug 1, 5:26 pm EDT	Liquidia Technologies IncLQDA	Bill & Melinda Gates Foundation10% Owner	11,286,115	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:26 pm EDT	Liquidia Technologies IncLQDA	New Enterprise Associates 12, Limited Partnership +210% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:27 pm EDT	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	40	—	—	16,130	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:29 pm EDT	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	67	—	—	26,895	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:31 pm EDT	Global Water Resources, Inc.GWRS	David C TedescoDirector	104	—	—	41,678	—
Jul 24, 2018 CForm 4 →	Aug 1, 5:33 pm EDT	INTEGRATED BIOPHARMA INCINBP.OB	CD Financial, LLC10% Owner	—	—	—	0	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 5:34 pm EDT	Global Water Resources, Inc.GWRS	L Rita TheilDirector	119	—	—	47,744	—
Jul 31, 2018 MForm 4 →	Aug 1, 5:35 pm EDT	ROCKWELL AUTOMATION INCROK	Steven W. EtzelVP and Treasurer	1,400	—	—	0	—
Jul 30, 2018 IForm 4 →	Aug 1, 5:35 pm EDT	ROCKWELL AUTOMATION INCROK	John P McDermottSr. Vice President	210	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 1, 5:36 pm EDT	PROVIDENT FINANCIAL SERVICES INCPFS	Christopher P MartinChairman, President and CEO, Director	33,815	—	—	29,430	—
Jul 29, 2018 MForm 4/A →	Aug 1, 5:40 pm EDT	Worldpay, Inc.WP	Christopher A ThompsonChief Accounting Officer	1,834	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 5:47 pm EDT	Liquidia Technologies IncLQDA	Alexandria Venture Investments, LLC10% Owner	4,870,088	—	—	27,945	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:47 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Howard LevyChief Medical Officer	35,000	—	—	35,000	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:48 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Fletcher PayneChief Financial Officer	25,000	—	—	25,000	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:48 pm EDT	Voya Financial, Inc.VOYA	Curtis ArledgeDirector	1,149	—	—	1,149	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:48 pm EDT	CATALYST BIOSCIENCES, INC.CBIO	Nassim UsmanPresident & CEO, Director	75,000	—	—	75,000	—
Aug 1, 2018 AForm 4 →	Aug 1, 5:50 pm EDT	Surface Oncology, Inc.SURF	Liisa I NogeloGeneral Counsel	115,000	—	—	115,000	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:55 pm EDT	C H ROBINSON WORLDWIDE INCCHRW	Michael W NeillChief Technology Officer	6,770	—	—	6,770	—
Jul 30, 2018 AForm 4 →	Aug 1, 5:59 pm EDT	C H ROBINSON WORLDWIDE INCCHRW	Jordan T KassPresident, Managed Services	3,390	—	—	3,390	—
Aug 1, 2018 AForm 4 →	Aug 1, 6:03 pm EDT	BIODELIVERY SCIENCES INTERNATIONAL INCBDSI	Thomas B SmithChief Medical Officer	117,691	—	—	117,691	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:04 pm EDT	iRhythm Technologies, Inc.IRTC	Derrick SungSee Remarks	2,800	—	—	131,691	—
Jul 30, 2018 CForm 4 →	Aug 1, 6:04 pm EDT	MARCUS CORPMCS	Diane M GershowitzDirector	52,122	—	—	131,506	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:04 pm EDT	Five9, Inc.FIVN	Barry ZwarensteinChief Financial Officer	10,000	—	—	35,105	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:08 pm EDT	MCKESSON CORPMCK	Sundeep G. ReddySVP & Corporate Controller	3,232	—	—	3,232	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:11 pm EDT	Bristow Group IncBRS	Thomas N AmonettDirector	10,729	—	—	10,729	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:11 pm EDT	NEOGEN CORPNEOG	Thomas H ReedDirector	22,000	—	—	16,000	—
Aug 1, 2018 AForm 4 →	Aug 1, 6:11 pm EDT	KNOW LABS, INC.KNWN	Phillip BosuaCEO and President, Director, 10% Owner	1,000,000	—	—	1,000,000	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:14 pm EDT	Bristow Group IncBRS	Gaurdie E. Banister Jr.Director	10,729	—	—	10,729	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:18 pm EDT	Bristow Group IncBRS	Lori GobillotDirector	6,974	—	—	6,974	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:19 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Anne McCallionChief Enterprise Ops Officer, Director	5,000	—	—	520,720	—
Aug 1, 2018 MForm 4 →	Aug 1, 6:21 pm EDT	Atara Biotherapeutics, Inc.ATRA	Joe NewellChief Tech. Operations Officer	1,500	—	—	78,500	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:21 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Matthew BoteinDirector	10,000	—	—	738,552	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:23 pm EDT	Skyline Champion CorpSKY	Richard W FloreaDirector	265,000	—	—	0	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:23 pm EDT	Bristow Group IncBRS	Ian GoddenDirector	10,729	—	—	10,729	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:24 pm EDT	Upland Software, Inc.UPLD	Timothy MattoxPresident & COO	15,860	—	—	19,724	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:28 pm EDT	Bristow Group IncBRS	Andrew William HigginsDirector	6,974	—	—	6,974	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:32 pm EDT	Bristow Group IncBRS	Stephen Anthony KingDirector	10,729	—	—	10,729	—
Jul 30, 2018 CForm 4 →	Aug 1, 6:32 pm EDT	Liquidia Technologies IncLQDA	GLAXOSMITHKLINE PLCOther	5,110,101	—	—	0	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:37 pm EDT	Bristow Group IncBRS	Thomas C KnudsonDirector	6,974	—	—	6,974	—
Jul 31, 2018 AForm 4 →	Aug 1, 6:41 pm EDT	Bristow Group IncBRS	Biggs C PorterDirector	10,729	—	—	10,729	—
Jul 30, 2018 MForm 4 →	Aug 1, 6:47 pm EDT	WESTERN DIGITAL CORPWDC	Mark P LongPres WD Capital, CSO & CFO	2,234	—	—	42,432	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:52 pm EDT	NEOPHOTONICS CORPNPTN	Timothy Storrs JenksCEO, Director	21,474	—	—	42,946	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:55 pm EDT	NEOPHOTONICS CORPNPTN	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	5,620	—	—	11,240	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:56 pm EDT	NEOPHOTONICS CORPNPTN	Chiyue cheungChief Operating Officer	5,620	—	—	11,240	—
Jul 31, 2018 AForm 4 →	Aug 1, 7:13 pm EDT	ORACLE CORPORCL	Thomas KurianPresident-Product Development	3,361	—	—	846,819	—
Jul 24, 2018 CForm 4 →	Aug 1, 7:13 pm EDT	INTEGRATED BIOPHARMA INCINBP.OB	Carl DesantisDirector, 10% Owner	—	—	—	0	—	late
Jul 30, 2018 CJForm 4 →	Aug 1, 7:17 pm EDT	Liquidia Technologies IncLQDA	M James Barrett10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:18 pm EDT	LEAP THERAPEUTICS, INC.LPTX	Harold R Werner10% Owner	2,137	—	—	2,137	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:20 pm EDT	LEAP THERAPEUTICS, INC.LPTX	James H CavanaughDirector, 10% Owner	2,137	—	—	2,137	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:21 pm EDT	LEAP THERAPEUTICS, INC.LPTX	John W LittlechildDirector, 10% Owner	2,137	—	—	2,137	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:21 pm EDT	Liquidia Technologies IncLQDA	Peter J Barris10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CForm 4 →	Aug 1, 7:21 pm EDT	Liquidia Technologies IncLQDA	Garden East Ltd +110% Owner	1,694,738	—	—	0	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:21 pm EDT	LEAP THERAPEUTICS, INC.LPTX	Augustine LawlorChief Operating Officer, 10% Owner	21,369	—	—	21,369	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:21 pm EDT	LEAP THERAPEUTICS, INC.LPTX	Christopher MirabelliCEO, President and COB, Director, 10% Owner	21,369	—	—	21,369	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:22 pm EDT	LEAP THERAPEUTICS, INC.LPTX	Douglas E OnsiCFO, GC, Treasurer & Secretary, 10% Owner	21,369	—	—	21,369	—
Jul 30, 2018 JForm 4 →	Aug 1, 7:22 pm EDT	LEAP THERAPEUTICS, INC.LPTX	HealthCare Ventures IX, L.P. +210% Owner	1,057,769	—	—	0	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:23 pm EDT	Liquidia Technologies IncLQDA	Forest Baskett10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:26 pm EDT	Liquidia Technologies IncLQDA	Patrick J Kerins10% Owner	24,210,959	—	—	40,702	—
Jul 30, 2018 CJForm 4 →	Aug 1, 7:28 pm EDT	Liquidia Technologies IncLQDA	Scott D Sandell10% Owner	24,210,959	—	—	40,702	—
Aug 1, 2018 MForm 4 →	Aug 1, 7:32 pm EDT	CareDx, Inc.CDNA	Sasha KingChief Commercial Officer	6,458	—	—	7,292	—
Jul 30, 2018 AForm 4 →	Aug 1, 7:41 pm EDT	CISION LTD.CISN	Stephen F. SolomonChief Accounting Officer	25,000	—	—	6,250	—
Jul 30, 2018 AForm 4 →	Aug 1, 7:44 pm EDT	CISION LTD.CISN	Jack PearlsteinEVP & Chief Financial Officer	152,500	—	—	38,125	—
Jul 24, 2018 CForm 4 →	Aug 1, 7:45 pm EDT	INTEGRATED BIOPHARMA INCINBP.OB	William H. MilmoeDirector, 10% Owner	—	—	—	0	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 7:47 pm EDT	CISION LTD.CISN	Kevin D AkeroydPresident and CEO, Director	145,000	—	—	36,250	—
Jul 30, 2018 AForm 4 →	Aug 1, 7:49 pm EDT	CISION LTD.CISN	Robert CoppolaChief Information Officer	25,000	—	—	6,250	—
Jul 30, 2018 AForm 4 →	Aug 1, 7:52 pm EDT	CISION LTD.CISN	Jason EdelboimPresident, Americas	45,000	—	—	11,250	—
Jul 31, 2018 MForm 4 →	Aug 1, 7:52 pm EDT	APTARGROUP INCATR	Stephen J HaggeDirector	25,000	—	—	0	—
Jul 25, 2018 CForm 4 →	Aug 1, 7:56 pm EDT	Berry Petroleum CorpBRY	Oaktree Capital I, L.P. +5Director, 10% Owner	5,155,976	—	—	0	—	late
Jul 25, 2018 CForm 4 →	Aug 1, 7:58 pm EDT	Berry Petroleum CorpBRY	Oaktree Capital Group Holdings GP, LLC +6Director, 10% Owner	5,155,976	—	—	0	—	late
Jul 30, 2018 AForm 4 →	Aug 1, 8:00 pm EDT	CISION LTD.CISN	Christopher G. LynchChief Marketing Officer	52,500	—	—	13,125	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:08 pm EDT	CISION LTD.CISN	Rainer MathesPresident, Cision Insights	52,500	—	—	13,125	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:09 pm EDT	CISION LTD.CISN	Abraham SmithPresident, EMIA	27,500	—	—	6,875	—
Jul 31, 2018 CForm 4 →	Aug 1, 8:27 pm EDT	Magnolia Oil & Gas CorpMGY	Dan F SmithDirector	40,000	—	—	0	—
Jul 31, 2018 CForm 4 →	Aug 1, 8:28 pm EDT	Magnolia Oil & Gas CorpMGY	Arcilia AcostaDirector	40,000	—	—	0	—
Jul 31, 2018 CForm 4 →	Aug 1, 8:29 pm EDT	Magnolia Oil & Gas CorpMGY	Edward P DjerejianDirector	40,000	—	—	0	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:31 pm EDT	Alphatec Holdings, Inc.ATEC	Kelli Mari HowellEVP, Clinical Strategies	71,006	—	—	71,006	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:31 pm EDT	Alphatec Holdings, Inc.ATEC	Brian SniderEVP, Strat. Mktg. & Prod. Dev.	74,222	—	—	74,222	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:31 pm EDT	Alphatec Holdings, Inc.ATEC	Craig E HunsakerEVP - People/Culture, GC & Sec	114,550	—	—	114,550	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:31 pm EDT	Alphatec Holdings, Inc.ATEC	Jeffrey G. BlackEVP & CFO	148,445	—	—	148,445	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:32 pm EDT	Alphatec Holdings, Inc.ATEC	Terry RichPresident & COO, Director	237,511	—	—	237,511	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:32 pm EDT	Alphatec Holdings, Inc.ATEC	Patrick MilesCEO, Director	721,193	—	—	721,193	—
Jul 30, 2018 MForm 4 →	Aug 1, 8:33 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	34,903	—	—	109,503	—
Jul 31, 2018 CForm 4 →	Aug 1, 8:34 pm EDT	Magnolia Oil & Gas CorpMGY	Chad A LeatDirector	40,000	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 1, 8:36 pm EDT	Bloomin' Brands, Inc.BLMN	Elizabeth A SmithChairman and CEO, Director	250,000	—	—	544,202	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:42 pm EDT	Funko, Inc.FNKO	Brian Richard MariottiCHIEF EXECUTIVE OFFICER, Director	666,670	—	—	666,670	—
Jul 30, 2018 AForm 4 →	Aug 1, 8:45 pm EDT	Funko, Inc.FNKO	Andrew Mark PerlmutterPRESIDENT	333,330	—	—	333,330	—
Jul 30, 2018 CForm 4 →	Aug 1, 8:50 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	203,100	—	—	362,105,373	—
Jul 30, 2018 CForm 4 →	Aug 1, 9:00 pm EDT	Liquidia Technologies IncLQDA	Xeraya LT Ltd +110% Owner	17,445,780	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 1, 9:05 pm EDT	Horizon Pharma plcHZNP	Vikram KarnaniEVP, Chief Commercial Officer	5,675	—	—	0	—
Aug 1, 2018 CForm 4 →	Aug 1, 9:14 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	101,850	—	—	362,003,523	—
Jul 31, 2018 AForm 4 →	Aug 1, 9:17 pm EDT	INTUITIVE SURGICAL INCISRG	Don R KaniaDirector	862	—	—	215	—
Jul 30, 2018 MForm 4 →	Aug 1, 9:30 pm EDT	FOX FACTORY HOLDING CORPFOXF	Wesley E AllingerSEE REMARKS (A)	20,000	—	—	33,994	—
Jul 26, 2018 JForm 4 →	Aug 1, 9:32 pm EDT	MassRoots, Inc.MSRT	Jesus QuinteroChief Financial Officer	500,000	—	—	500,000	—	late
Jul 26, 2018 JForm 4 →	Aug 1, 9:42 pm EDT	MassRoots, Inc.MSRT	Graham FarrarDirector	500,000	—	—	500,000	—	late
Jun 19, 2018 CForm 4 →	Aug 1, 9:50 pm EDT	Verrica Pharmaceuticals Inc.VRCA	PERCEPTIVE ADVISORS LLC +210% Owner	4,131,447	—	—	0	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 6:09 am EDT	FATE THERAPEUTICS INCFATE	Michael Stewart LeeDirector	24,000	—	—	24,000	—
Jul 31, 2018 AForm 4 →	Aug 2, 6:11 am EDT	FATE THERAPEUTICS INCFATE	Redmile Group, LLC +1Director, 10% Owner	24,000	—	—	24,000	—
Aug 1, 2018 MForm 4 →	Aug 2, 7:58 am EDT	Castle Brands IncROX	Richard LampenPresident and CEO, Director	300,000	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 2, 9:24 am EDT	KIMBERLY CLARK CORPKMB	Achal AgarwalPresident - Asia Pacific	2,388	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 2, 9:38 am EDT	AVX CorpAVX	Peter VenutoSR VP of Corp Development	4,795	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 2, 9:44 am EDT	HOME BANCORP, INC.HBCP	Joseph B ZancoEVP & Chief Financial Officer	25,000	—	—	25,000	—
Aug 1, 2018 AForm 4 →	Aug 2, 10:10 am EDT	RLI CORPRLI	Jonathan E MichaelPresident & CEO, Director	13,750	—	—	13,750	—
Aug 1, 2018 MForm 4 →	Aug 2, 10:21 am EDT	Pathfinder Bancorp, Inc.PBHC	Thomas W SchneiderPresident and CEO	7,500	—	—	2,091	—
Jul 31, 2018 MForm 4 →	Aug 2, 10:21 am EDT	NEOGEN CORPNEOG	William T BoehmDirector	4,000	—	—	30,000	—
Nov 15, 2016 AForm 4 →	Aug 2, 2018, 10:26 am EDT	UNITED BANCSHARES INC/OHUBOH	Heather Marie OatmanSecretary	5,475	—	—	5,475	—	late
Aug 1, 2018 JForm 4 →	Aug 2, 10:27 am EDT	VECTREN CORPVVC	Jean L WojtowiczDirector	92	—	—	16,731	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:29 am EDT	Midwest Energy Emissions Corp.MEEC	John PavlishSenior VP/Chief Tech Officer	13,750	—	—	13,750	—
Aug 1, 2018 MForm 4 →	Aug 2, 10:39 am EDT	SYNNEX CORPSNX	Dennis PolkChief Executive Officer, Director	2,000	—	—	4,158	—
Jul 31, 2018 MForm 4 →	Aug 2, 10:41 am EDT	ARCHER DANIELS MIDLAND COADM	Joseph D. TaetsSenior Vice President	1,557	—	—	4,067	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:45 am EDT	Midwest Energy Emissions Corp.MEEC	James TrettelVice President of Operations	12,500	—	—	12,500	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:49 am EDT	Midwest Energy Emissions Corp.MEEC	Richard H GrossVice Pres. and CFO	9,375	—	—	9,375	—
Aug 1, 2018 MForm 4 →	Aug 2, 10:53 am EDT	Dave & Buster's Entertainment, Inc.PLAY	J Michael PlunkettSVP of Purch & Intl Ops	2,000	—	—	30,744	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:54 am EDT	Midwest Energy Emissions Corp.MEEC	Richard MacPhersonPresident and CEO, Director, 10% Owner	16,458	—	—	16,458	—
Jul 31, 2018 AForm 4 →	Aug 2, 10:59 am EDT	Midwest Energy Emissions Corp.MEEC	Christopher GreenbergChairman of the Board, Director	8,333	—	—	8,333	—
Nov 15, 2016 AForm 4 →	Aug 2, 2018, 11:01 am EDT	UNITED BANCSHARES INC/OHUBOH	Brian D YoungPresident/CEO, Director	22,450	—	—	22,450	—	late
Jul 31, 2018 AForm 4 →	Aug 2, 11:01 am EDT	Midwest Energy Emissions Corp.MEEC	Allan T GranthamDirector	6,000	—	—	6,000	—
Aug 1, 2018 MForm 4 →	Aug 2, 11:27 am EDT	GLOBAL PARTNERS LPGLP	Matthew SpencerChief Accounting Officer	1,751	—	—	3,502	—
Aug 1, 2018 AForm 4 →	Aug 2, 11:40 am EDT	Noble Corp plcNE	Laura D. CampbellVice President & Controller	17,482	—	—	17,482	—
Aug 1, 2018 MForm 4 →	Aug 2, 11:47 am EDT	POWER INTEGRATIONS INCPOWI	Doug BaileyVP Marketing	500	—	—	3,500	—
Nov 15, 2016 AForm 4 →	Aug 2, 2018, 12:23 pm EDT	UNITED BANCSHARES INC/OHUBOH	Daniel J LuckeCFO	5,098	—	—	5,098	—	late
Aug 1, 2018 MForm 4 →	Aug 2, 12:51 pm EDT	KENNAMETAL INCKMT	Judith L BacchusVice President	3,641	—	—	1,771	—
Aug 1, 2018 MForm 4 →	Aug 2, 1:06 pm EDT	OMNICELL, IncOMCL	Jorge R. TaborgaEVP, Global R & D	14,391	—	—	7,859	—
Jul 20, 2018 DForm 4 →	Aug 2, 1:16 pm EDT	Klondex Mines Unlimited Liability CoKLDX	Charles Fergus Hoblyn OliverDirector	145,046	—	—	0	—	late
Aug 1, 2018 MForm 4 →	Aug 2, 1:18 pm EDT	BSB Bancorp, Inc.BLMT	Richard J FougereDirector	500	—	—	23,110	—
Jul 31, 2018 MForm 4 →	Aug 2, 1:28 pm EDT	SHERWIN WILLIAMS COSHW	Peter J. IppolitoPresident, The Americas Group	3,300	—	—	1,367	—
Jul 31, 2018 MForm 4 →	Aug 2, 1:29 pm EDT	GENERAL MILLS INCGIS	Heidi MillerDirector	13,204	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 2, 1:32 pm EDT	INTRICON CORPIIN	Michael GeraciVP Sales and Marketing	12,000	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 2, 1:48 pm EDT	ARCHER DANIELS MIDLAND COADM	Ambrose Michael DSenior Vice President	100,151	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 2, 1:59 pm EDT	Digimarc CORPDMRC	Bruce L DavisChairman and CEO	5,000	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 2, 2:01 pm EDT	KENNAMETAL INCKMT	Robert J ClemensVice President	3,760	—	—	4,959	—
Aug 1, 2018 AForm 4 →	Aug 2, 2:02 pm EDT	F5 NETWORKS INCFFIV	Michel CombesDirector	1,466	—	—	1,466	—
Aug 1, 2018 MForm 4 →	Aug 2, 2:03 pm EDT	F5 NETWORKS INCFFIV	Ryan C. KearnyCTO & SVP, Product Development	731	—	—	5,053	—
Aug 1, 2018 MForm 4 →	Aug 2, 2:04 pm EDT	F5 NETWORKS INCFFIV	Francois Locoh-DonouPresident, CEO & Director, Director	7,033	—	—	14,841	—
Aug 1, 2018 AForm 4 →	Aug 2, 2:05 pm EDT	F5 NETWORKS INCFFIV	Francis J. PelzerEVP, Chief Financial Officer	31,067	—	—	31,067	—
Aug 1, 2018 MForm 4 →	Aug 2, 2:05 pm EDT	F5 NETWORKS INCFFIV	Scot Frazier RogersEVP and General Counsel	2,070	—	—	4,518	—
Aug 1, 2018 AMForm 4 →	Aug 2, 2:07 pm EDT	F5 NETWORKS INCFFIV	Chad Michael WhalenEVP, Worldwide Sales	3,813	—	—	3,517	—
Jul 31, 2018 MForm 4 →	Aug 2, 2:20 pm EDT	KINDER MORGAN, INC.KMI	Jesse ArenivasVP(President, CO2)	22,790	—	—	0	—
Aug 1, 2018 AForm 4 →	Aug 2, 2:26 pm EDT	MDC HOLDINGS INCMDC	Raymond T BakerDirector	25,000	—	—	25,000	—
Aug 1, 2018 AForm 4 →	Aug 2, 2:35 pm EDT	MDC HOLDINGS INCMDC	Michael A BermanDirector	25,000	—	—	25,000	—
Aug 1, 2018 MForm 4 →	Aug 2, 2:47 pm EDT	KENNAMETAL INCKMT	Michelle R KeatingVice President	3,311	—	—	3,064	—
Jul 1, 2018 AForm 4/A →	Aug 2, 3:04 pm EDT	People's Utah BancorpPUB	Jonathan Blaine GuntherDirector	3,491	—	—	3,491	—
Jul 31, 2018 MForm 4 →	Aug 2, 3:04 pm EDT	CINTAS CORPCTAS	Gerald S AdolphDirector	4,145	—	—	0	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:05 pm EDT	CINTAS CORPCTAS	J. Michael HansenVP & CFO	4,576	—	—	4,576	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:06 pm EDT	CINTAS CORPCTAS	Todd M. SchneiderExecutive Vice President & COO	8,237	—	—	8,237	—
Jul 31, 2018 MForm 4 →	Aug 2, 3:06 pm EDT	MATTEL INC /DE/MAT	Joseph B JohnsonSVP & Corporate Controller	1,282	—	—	0	—
Jul 31, 2018 AForm 4 →	Aug 2, 3:06 pm EDT	CINTAS CORPCTAS	Michael Lawrence ThompsonExecutive Vice President & CAO	6,407	—	—	6,407	—
Jul 31, 2018 MForm 4 →	Aug 2, 3:06 pm EDT	MATTEL INC /DE/MAT	Robert NormileEVP Chief Legal Officer & Sec	5,128	—	—	0	—
Jul 1, 2018 AForm 4/A →	Aug 2, 3:10 pm EDT	People's Utah BancorpPUB	Matthew Spencer BrowningDirector	3,491	—	—	3,491	—
Aug 2, 2018 MForm 4 →	Aug 2, 3:11 pm EDT	FIRST MID ILLINOIS BANCSHARES INCFMBH	Michael L TaylorChief Operating Officer	2,500	—	—	0	—
Aug 1, 2018 MForm 4 →	Aug 2, 3:12 pm EDT	II-VI INCIIVI	Vincent D Mattera Jr.President & CEO, Director	9,450	—	—	0	—
Jul 31, 2018 MForm 4 →	Aug 2, 3:17 pm EDT	TEXTRON INCTXT	Julie G DuffyExecutive VP - Human Resources	6,562	—	—	0	—
Aug 1, 2018 AForm 4 →	Aug 2, 3:39 pm EDT	EXELON CORPEXC	Joseph DominguezCEO of ComEd	30,000	—	—	30,000	—
Aug 1, 2018 MForm 4 →	Aug 2, 3:47 pm EDT	KENNAMETAL INCKMT	Jan Kees van GaalenVice President	13,897	—	—	11,970	—	amended
Jul 31, 2018 MForm 4 →	Aug 2, 3:49 pm EDT	Proto Labs IncPRLB	Rainer GawlickDirector	800	—	—	2,300	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.