SEC Form 4/A · accession 0000056701-18-000028
KOSS CORP · KOSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael J Koss
Officer — President and CEO · 10% Owner
Period of report
Jul 25, 2018
Accepted (ET)
Aug 1, 2018 · 5:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000056701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 75,461 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 159,122 | I | Trust for Children | |
| Common Stock | holding | — | — | — | 857,949 | I | By self as co-trustee of Nancy Koss Trust | |
| Common Stock | holding | — | — | — | 863,907 | D | ||
| Common Stock | holding | — | — | — | 157,515 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.92 | Jul 25, 2018 | A | 160,000 | A | — | Jul 25, 2023 | Common Stock | 160,000 | 160,000 | D |
Explanation of responses
- F1This option vests in four equal annual installments beginning on 07/25/2019.