SEC Form 4 · accession 0000711377-18-000026
NEOGEN CORP · NEOG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas H Reed
Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000711377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 30, 2018 | M | 4,000 | $16.815 | A | 17,373 | D | |
| Common Stock | Jul 30, 2018 | M | 6,000 | $17.065 | A | 23,373 | D | |
| Common Stock | Jul 30, 2018 | M | 6,000 | $21.50 | A | 29,373 | D | |
| Common Stock | Jul 30, 2018 | M | 6,000 | $31.24 | A | 35,373 | D | |
| Common Stock | Jul 30, 2018 | S | 22,000 | $80.41 | D | 13,373 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $16.815 | Jul 30, 2018 | M | 4,000 | D | — | Oct 7, 2020 | Common Stock | 4,000 | 34,000 | D |
| Common Stock (Right to Buy)F2 | $17.065 | Jul 30, 2018 | M | 6,000 | D | — | Oct 6, 2021 | Common Stock | 6,000 | 28,000 | D |
| Common Stock (Right to Buy)F3 | $21.50 | Jul 30, 2018 | M | 6,000 | D | — | Oct 4, 2022 | Common Stock | 6,000 | 22,000 | D |
| Common Stock (Right to Buy)F4 | $31.24 | Jul 30, 2018 | M | 6,000 | D | — | Oct 3, 2023 | Common Stock | 6,000 | 16,000 | D |
Explanation of responses
- F1Options were granted 10/7/2010, have 10 year lives, and were fully vested in 2013
- F2Options were granted 10/6/2011, have ten year lives, and vested in 2014
- F3Options were granted 10/4/2012, have ten year lives, and were vested in 2015
- F4Options were granted 10/3/2013, have ten year lives, and vested in 2016