SEC Form 4 · accession 0001127602-18-024272

Quanex Building Products CORP · NX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Brent L Korb

Officer — Sr. VP-Finance & CFO

Period of report

Jul 30, 2018

Accepted (ET)

Aug 1, 2018 · 4:37 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001423221

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 30, 2018	M	11,502	$15.32	A	114,307	D
Common Stock^F2	Jul 30, 2018	S	11,502	$17.2575	D	102,805	D
Common Stock	Jul 31, 2018	M	63,400	$15.32	A	166,205	D
Common Stock^F3	Jul 31, 2018	S	63,400	$17.521	D	102,805	D
Common Stock	Aug 1, 2018	M	25,098	$15.32	A	127,903	D
Common Stock^F4	Aug 1, 2018	S	25,098	$16.9655	D	102,805	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to Buy)^F5	$15.32	Jul 30, 2018	M	11,502	D	Aug 1, 2009	Aug 1, 2018	Common Stock	11,502	88,498	D
Stock Options (Right to Buy)^F5	$15.32	Jul 31, 2018	M	63,400	D	Aug 1, 2009	Aug 1, 2018	Common Stock	63,400	25,098	D
Stock Options (Right to Buy)^F5	$15.32	Aug 1, 2018	M	25,098	D	Aug 1, 2009	Aug 1, 2018	Common Stock	25,098	0	D

Explanation of responses

F1The stock option exercises and related sales of stock reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 9, 2018.
F2The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $17.05 to $17.75, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price reported in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.50, inclusive. The reporting person undertakes to provide to Quanex Building Products Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5The option becomes exercisable in one third increments annually beginning one year from date of grant.