SEC Form 4 · accession 0001127602-18-024264
LENNOX INTERNATIONAL INC · LII
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Bluedorn
Officer — Chairman and CEO · Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001069202
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Jul 30, 2018 | M | 13,908 | $0.00 | A | 139,228 | D | |
| Common Stock, Par Value $0.01 Per Share | Jul 30, 2018 | F | 5,473 | $0.00 | D | 133,755 | D | |
| Common Stock, Par Value $0.01 Per ShareF3 | Jul 31, 2018 | S | 700 | $214.574 | D | 133,055 | D | |
| Common Stock, Par Value $0.01 Per ShareF4 | Jul 31, 2018 | S | 2,966 | $216.135 | D | 130,089 | D | |
| Common Stock, Par Value $0.01 Per ShareF5 | Jul 31, 2018 | S | 4,669 | $217.253 | D | 125,420 | D | |
| Common Stock, Par Value $0.01 Per Share | Jul 31, 2018 | S | 100 | $217.76 | D | 125,320 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Appreciation RightF6 | $81.14 | Jul 30, 2018 | M | 22,547 | D | Dec 13, 2014 | Dec 13, 2020 | Common Stock, Par Value $0.01 Per Share | 22,547 | 22,546 | D |
Explanation of responses
- F1This exercise was affected pursuant to a Rule 10b5-1 trading plan.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan.
- F3Reflects a weighted average sale price of $214.574 at prices ranging from $214.30 to $215.27 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F4Reflects a weighted average sale price of $216.135 at prices ranging from $215.71 to $216.69 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F5Reflects a weighted average sale price of $217.253 at prices ranging from $216.76 to $217.72 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F6One third of the Stock Appreciation Rights became exercisable on 12/13/14 and each year thereafter. The entire grant became fully exercisable on 12/13/16.
Remarks
Attorney-in-fact pursuant to power of attorney dated December 6, 2017.