SEC Form 4 · accession 0001127602-18-024284
Voya Financial, Inc. · VOYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis Arledge
Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001535929
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jul 30, 2018 | A | 1,149 | A | — | — | Common Stock | 1,149 | 1,149 | D |
Explanation of responses
- F1Each stock unit represents a conditional right to receive one share of the company's common stock.
- F2These shares of Common Stock reflect a grant of restricted stock units pursuant to the Issuer's 2013 Omnibus Non-Employee Director Incentive Plan. The number of restricted stock units granted was determined by reference to the closing price of a share of the Issuer's Common Stock on July 26, 2018, the appointment date.
- F3100% of the restricted stock units will vest on May 30, 2019.