SEC Form 4 · accession 0001140361-18-034838
Northwest Bancshares, Inc. · NWBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wagner
Officer — Executive Chairman · Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001471265
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Northwest Bancshares, Inc. Common StockF1 | Jul 30, 2018 | I | 49,326 | $18.0427 | D | 115,503 | I | 401 K |
| Northwest Bancshares, Inc. Common StockF1 | Jul 31, 2018 | I | 41,794 | $17.9447 | D | 73,709 | I | 401 K |
| Northwest Bancshares, Inc. Common Stock | Jul 31, 2018 | M | 12,170 | $7.48 | A | 264,186 | D | |
| Northwest Bancshares, Inc. Common Stock | Jul 31, 2018 | M | 9,490 | $9.79 | A | 273,676 | D | |
| Northwest Bancshares, Inc. Common Stock | Jul 31, 2018 | F | 10,208 | $18.02 | D | 263,468 | D | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 170,992 | I | Wife | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 4,762 | I | IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 5,840 | I | Wife's IRA | |
| Northwest Bancshares, Inc. Common Stock | holding | — | — | — | 3,407 | I | Trust for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $7.48 | Jul 31, 2018 | M | 12,170 | D | Feb 18, 2010 | Feb 18, 2019 | Common Stock | 12,170 | 9,204 | D |
| Stock Options (Right to Buy) | $9.79 | Jul 31, 2018 | M | 9,490 | D | Nov 19, 2018 | Nov 19, 2018 | Common Stock | 9,490 | 11,884 | D |
Explanation of responses
- F1Reflects Transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.