Insider · CIK 0001469142

Matthew Botein

Files at: AHL-PD, PFSI, PFSI. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $4.4M · 23net −$4.4M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 15, 2019 DForm 4 →	Feb 15, 1:45 pm EST	ASPEN INSURANCE HOLDINGS LTDAHL	5,448	$42.75	$232,902	0	—	plan?
Dec 18, 2018 GForm 5 →	Feb 12, 2019, 8:23 pm EST	PennyMac Financial Services, Inc.PFSI	34,317	—	—	710,128	—	plan?
Aug 14, 2018 SForm 4 →	Aug 15, 6:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$21.12	$211,238	25,893	−27.9%	plan?
Aug 14, 2018 MForm 4 →	Aug 15, 6:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Aug 7, 2018 SForm 4 →	Aug 8, 4:39 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$21.17	$211,654	25,893	−27.9%	plan?
Aug 7, 2018 MForm 4 →	Aug 8, 4:39 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jul 31, 2018 SForm 4 →	Aug 1, 6:21 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$19.11	$191,097	25,893	−27.9%	plan?
Jul 31, 2018 MForm 4 →	Aug 1, 6:21 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jul 24, 2018 SForm 4 →	Jul 25, 2:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$19.64	$196,443	25,893	−27.9%	plan?
Jul 24, 2018 MForm 4 →	Jul 25, 2:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jul 17, 2018 SForm 4 →	Jul 17, 6:09 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$19.41	$194,095	25,893	−27.9%	plan?
Jul 17, 2018 MForm 4 →	Jul 17, 6:09 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jul 10, 2018 SForm 4 →	Jul 11, 12:47 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$19.86	$198,560	25,893	−27.9%	plan?
Jul 10, 2018 MForm 4 →	Jul 11, 12:47 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jul 3, 2018 SForm 4 →	Jul 3, 5:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$19.75	$197,515	25,893	−27.9%	plan?
Jul 3, 2018 MForm 4 →	Jul 3, 5:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jun 26, 2018 SForm 4 →	Jun 27, 2:32 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$20.39	$203,901	25,893	−27.9%	plan?
Jun 26, 2018 MForm 4 →	Jun 27, 2:32 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jun 19, 2018 SForm 4 →	Jun 20, 4:07 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$20.57	$205,674	25,893	−27.9%	plan?
Jun 19, 2018 MForm 4 →	Jun 20, 4:07 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jun 12, 2018 SForm 4 →	Jun 13, 6:10 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$20.20	$201,957	25,893	−27.9%	plan?
Jun 12, 2018 MForm 4 →	Jun 13, 6:10 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	35,893	—	plan?
Jun 5, 2018 SForm 4 →	Jun 6, 3:54 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	728	$20.00	$14,560	25,893	−2.73%	plan?
Mar 9, 2018 AForm 4 →	Mar 12, 4:14 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	3,975	—	—	27,856	—	plan?
Mar 9, 2018 SForm 4 →	Mar 12, 4:14 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	2,095	$24.55	$51,438	26,621	−7.30%	plan?
Feb 22, 2018 SForm 4 →	Feb 23, 6:33 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$24.40	$244,031	24,741	−28.8%	plan?
Feb 22, 2018 MForm 4 →	Feb 23, 6:33 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Feb 15, 2018 SForm 4 →	Feb 16, 5:10 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$23.35	$233,516	24,741	−28.8%	plan?
Feb 15, 2018 MForm 4 →	Feb 16, 5:10 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Feb 9, 2018 AForm 4 →	Feb 13, 6:17 pm EST	ASPEN INSURANCE HOLDINGS LTDAHL	3,225	—	—	5,448	—	plan?
Feb 8, 2018 SForm 4 →	Feb 12, 4:31 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$21.10	$210,978	24,741	−28.8%	plan?
Feb 8, 2018 MForm 4 →	Feb 12, 4:31 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Feb 1, 2018 SForm 4 →	Feb 2, 4:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$22.44	$224,446	24,741	−28.8%	plan?
Feb 1, 2018 MForm 4 →	Feb 2, 4:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Jan 25, 2018 SForm 4 →	Jan 26, 4:16 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$22.91	$229,122	24,741	−28.8%	plan?
Jan 25, 2018 MForm 4 →	Jan 26, 4:16 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Jan 18, 2018 SForm 4 →	Jan 19, 4:39 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$23.25	$232,526	24,741	−28.8%	plan?
Jan 18, 2018 MForm 4 →	Jan 19, 4:39 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Jan 11, 2018 SForm 4 →	Jan 12, 5:12 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$22.71	$227,070	24,741	−28.8%	plan?
Jan 11, 2018 MForm 4 →	Jan 12, 5:12 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Jan 4, 2018 SForm 4 →	Jan 5, 4:17 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$23.79	$237,928	24,741	−28.8%	plan?
Jan 4, 2018 MForm 4 →	Jan 5, 4:17 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Dec 28, 2017 SForm 4 →	Jan 2, 2018, 2:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$22.17	$221,705	24,741	−28.8%	plan?
Dec 28, 2017 MForm 4 →	Jan 2, 2018, 2:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Dec 21, 2017 SForm 4 →	Dec 21, 5:54 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	$22.05	$220,450	24,741	−28.8%	plan?
Dec 21, 2017 MForm 4 →	Dec 21, 5:54 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	34,741	—	plan?
Aug 1, 2017 SForm 4 →	Aug 2, 6:00 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	2,841	$17.35	$49,291	24,741	−10.3%	plan?
Mar 6, 2017 AForm 4 →	Mar 8, 10:46 am EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	5,373	—	—	27,582	—	plan?
Feb 10, 2017 AForm 4 →	Feb 14, 6:50 am EST	ASPEN INSURANCE HOLDINGS LTDAHL	2,223	—	—	2,223	—	plan?
Mar 7, 2016 AForm 4 →	Mar 9, 5:05 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	7,712	—	—	22,209	—	plan?
Jun 2, 2015 AForm 4 →	Jun 3, 12:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	4,543	—	—	14,497	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Aug 14, 2018 MForm 4 →	Aug 15, 6:35 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	718,552	—
Aug 7, 2018 MForm 4 →	Aug 8, 4:39 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	728,552	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:21 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	738,552	—
Jul 24, 2018 MForm 4 →	Jul 25, 2:05 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	748,552	—
Jul 17, 2018 MForm 4 →	Jul 17, 6:09 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	758,552	—
Jul 10, 2018 MForm 4 →	Jul 11, 12:47 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	768,552	—
Jul 3, 2018 MForm 4 →	Jul 3, 5:50 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	778,552	—
Jun 26, 2018 MForm 4 →	Jun 27, 2:32 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	788,552	—
Jun 19, 2018 MForm 4 →	Jun 20, 4:07 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	798,552	—
Jun 12, 2018 MForm 4 →	Jun 13, 6:10 pm EDT	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	808,552	—
Feb 22, 2018 MForm 4 →	Feb 23, 6:33 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	818,552	—
Feb 15, 2018 MForm 4 →	Feb 16, 5:10 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	828,552	—
Feb 8, 2018 MForm 4 →	Feb 12, 4:31 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	838,552	—
Feb 1, 2018 MForm 4 →	Feb 2, 4:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	848,552	—
Jan 25, 2018 MForm 4 →	Jan 26, 4:16 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	858,552	—
Jan 18, 2018 MForm 4 →	Jan 19, 4:39 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	868,552	—
Jan 11, 2018 MForm 4 →	Jan 12, 5:12 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	878,552	—
Jan 4, 2018 MForm 4 →	Jan 5, 4:17 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	888,552	—
Dec 28, 2017 MForm 4 →	Jan 2, 2018, 2:37 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	898,552	—
Dec 21, 2017 MForm 4 →	Dec 21, 5:54 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	10,000	—	—	908,552	—