SEC Form 5 · accession 0001127602-19-005515
PennyMac Financial Services, Inc. · PFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew Botein
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001745916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 18, 2018 | G | 18,552 | $0.00 | D | 710,128 | D | |
| Common StockF1,F2 | Dec 24, 2018 | G | 15,765 | $0.00 | D | 710,128 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a bona fide gift of shares of Common Stock to a charitable organization.
- F2The reported amount consists of 10,128 restricted stock units and 700,000 shares of Common Stock. The restricted stock units are to be settled in an equal number of Common Stock upon vesting.