SEC Form 4 · accession 0000899243-18-021055
Funko, Inc. · FNKO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Richard Mariotti
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001704711
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jul 30, 2018 | A | 666,670 | A | — | — | Class A Common Stock | 666,670 | 666,670 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs vest in full on the fifth anniversary of the date of grant, subject to the Reporting Person's continued employment with the Issuer through such vesting date.