SEC Form 4 · accession 0001225208-18-012173
Archer-Daniels-Midland Co · ADM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ambrose Michael D
Officer — Senior Vice President
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 1:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007084
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 35,431 | $26.17 | A | 234,053 | D | |
| Common Stock | Aug 1, 2018 | M | 32,648 | $28.70 | A | 266,701 | D | |
| Common Stock | Aug 1, 2018 | M | 32,072 | $30.71 | A | 298,773 | D | |
| Common StockF1 | Aug 1, 2018 | S | 100,151 | $48.336 | D | 198,622 | D | |
| Common StockF2 | holding | — | — | — | 763 | I | By Employee Benefit Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F3 | $26.17 | Aug 1, 2018 | M | 35,431 | D | — | Aug 11, 2021 | Common Stock | 35,431 | 5,035 | D |
| Employee stock option (right to buy)F4 | $30.71 | Aug 1, 2018 | M | 32,072 | D | — | Aug 19, 2020 | Common Stock | 32,072 | 1,600 | D |
| Employee stock option (right to buy)F5 | $28.70 | Aug 1, 2018 | M | 32,648 | D | — | Sep 10, 2019 | Common Stock | 32,648 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.30 to $48.43, inclusive. The reporting person undertakes to provide to ADM, any security holder of ADM, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
- F2Between April 12, 2018 and August 1, 2018, the reporting person acquired 5.596 shares of ADM Common Stock pursuant to an employee benefit plan. The information in this report is based on a plan statement dated August 1, 2018.
- F3The option becomes exercisable in five approximately equal annual installments beginning on August 11, 2012.
- F4The option becomes exercisable in five approximately equal annual installments beginning on August 19, 2011.
- F5Fully exercisable