Company · CIK 0001227025 · SIC 3674 — Semiconductors & Related Devices

NEOPHOTONICS CORP · NPTN

Insider activity reported against this company. All insider holders · On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $2.0M · 1sales $12.4M · 37net −$10.4M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 5, 2019 JForm 4 →	Mar 7, 4:11 pm EST	Bandel L Carano +6Director, 10% Owner	5,571,335	—	—	60,442	—	plan?
Dec 6, 2018 MForm 4 →	Dec 10, 7:13 pm EST	Elizabeth Lynne EbySVP, CFO	46,125	$5.89	$271,676	133,475	—	plan?
Nov 2, 2018 MForm 4 →	Nov 6, 5:27 pm EST	Timothy Storrs JenksCEO, Director	41,286	$4.25	$175,466	385,093	—	plan?
Nov 1, 2018 SForm 4 →	Nov 2, 8:24 pm EDT	Michael J SophieDirector	1,000	$8.05	$8,050	18,394	−5.16%	plan?
Nov 1, 2018 MForm 4 →	Nov 2, 8:24 pm EDT	Michael J SophieDirector	1,000	$4.25	$4,250	19,394	—	plan?
Oct 29, 2018 DMForm 4 →	Oct 31, 4:53 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	23,805	$3.94	$72,151	52,650	—	plan?
Oct 29, 2018 DMForm 4 →	Oct 30, 8:32 pm EDT	Chiyue cheungChief Operating Officer	11,000	$7.83	$43,090	0	—	plan?
Oct 29, 2018 MForm 4 →	Oct 30, 8:24 pm EDT	Timothy Storrs JenksCEO, Director	12,500	—	—	343,807	—	plan?
Sep 10, 2018 SForm 4 →	Sep 12, 4:33 pm EDT	Chiyue cheungChief Operating Officer	10,000	$8.11	$81,090	0	−100%	plan?
Sep 10, 2018 MForm 4 →	Sep 12, 4:33 pm EDT	Chiyue cheungChief Operating Officer	10,000	$3.50	$35,000	5,000	—	plan?
Aug 28, 2018 SForm 4 →	Aug 29, 5:52 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	22,877	$8.91	$203,783	32,649	−41.2%	plan?
Aug 14, 2018 MForm 4 →	Aug 15, 6:16 pm EDT	Elizabeth Lynne EbySVP, CFO	80,750	—	—	84,050	—	plan?
Aug 2, 2018 DMForm 4 →	Aug 3, 7:36 pm EDT	Chiyue cheungChief Operating Officer	9,600	$6.52	$31,318	0	—	plan?
Aug 2, 2018 DMForm 4 →	Aug 3, 7:34 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	6,460	$6.42	$10,657	55,526	—	plan?
Aug 2, 2018 MForm 4 →	Aug 3, 7:33 pm EDT	Timothy Storrs JenksCEO, Director	16,500	—	—	331,307	—	plan?
Jul 31, 2018 DMForm 4 →	Aug 1, 6:56 pm EDT	Chiyue cheungChief Operating Officer	11,240	$6.36	$35,729	0	—	plan?
Jul 31, 2018 DMForm 4 →	Aug 1, 6:55 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	7,564	$6.37	$12,383	52,386	—	plan?
Jul 31, 2018 MForm 4 →	Aug 1, 6:52 pm EDT	Timothy Storrs JenksCEO, Director	21,474	—	—	314,807	—	plan?
Jun 1, 2018 MForm 4 →	Jun 5, 4:09 pm EDT	Dmitry AkhanovDirector	4,076	—	—	17,304	—	plan?
Jun 1, 2018 MForm 4 →	Jun 4, 9:19 pm EDT	Ihab Saad TaraziDirector	4,076	—	—	6,732	—	plan?
Jun 1, 2018 MForm 4 →	Jun 4, 9:12 pm EDT	Michael J SophieDirector	4,076	—	—	18,394	—	plan?
Jun 1, 2018 MForm 4 →	Jun 4, 9:09 pm EDT	Rajiv RamaswamiDirector	4,076	—	—	17,304	—	plan?
Jun 1, 2018 MForm 4 →	Jun 4, 9:03 pm EDT	Charles J AbbeDirector	4,076	—	—	78,086	—	plan?
May 14, 2018 MForm 4 →	May 15, 9:15 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	403	$3.50	$1,411	47,129	—	plan?
Apr 27, 2018 MForm 4 →	May 1, 6:19 pm EDT	Timothy Storrs JenksCEO, Director	12,500	—	—	290,973	—	plan?
Apr 27, 2018 DMForm 4 →	May 1, 5:41 pm EDT	Chiyue cheungChief Operating Officer	11,000	$5.19	$28,529	0	—	plan?
Apr 27, 2018 DMForm 4 →	May 1, 5:40 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	7,495	—	—	46,726	—	plan?
Feb 28, 2018 MForm 4 →	Mar 2, 5:55 pm EST	Benjamin Lee SitlerSVP, Global Sales	29,100	—	—	121,211	—	plan?
Oct 9, 2017 MForm 4 →	Oct 10, 6:10 pm EDT	Benjamin Lee SitlerSVP, Global Sales	4,000	$3.50	$14,000	92,111	—	plan?
Oct 6, 2017 MForm 4 →	Oct 10, 6:01 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	8,000	$3.50	$28,000	42,650	—	plan?
Oct 6, 2017 MForm 4 →	Oct 10, 5:56 pm EDT	Timothy Storrs JenksCEO, Director	1,286	$3.50	$4,501	278,473	—	plan?
Aug 2, 2017 DMForm 4 →	Aug 4, 4:28 pm EDT	Chiyue cheungChief Operating Officer	9,600	$7.56	$36,302	0	—	plan?
Aug 2, 2017 DMForm 4 →	Aug 4, 4:22 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	6,604	$7.66	$13,819	34,650	—	plan?
Aug 2, 2017 MForm 4 →	Aug 4, 4:16 pm EDT	Benjamin Lee SitlerSVP, Global Sales	4,800	—	—	88,111	—	plan?
Aug 2, 2017 MForm 4 →	Aug 4, 4:10 pm EDT	Timothy Storrs JenksCEO, Director	16,500	—	—	277,187	—	plan?
Jul 26, 2017 SForm 4 →	Jul 27, 7:32 pm EDT	Benjamin Lee SitlerSVP, Global Sales	33,400	$8.44	$282,016	83,311	−28.6%	plan?
Jul 26, 2017 MForm 4 →	Jul 27, 7:32 pm EDT	Benjamin Lee SitlerSVP, Global Sales	33,400	$3.50	$116,900	85,311	—	plan?
Jul 26, 2017 SForm 4 →	Jul 27, 7:25 pm EDT	Michael J SophieDirector	4,000	$8.45	$33,784	14,318	−21.8%	plan?
Jul 26, 2017 MForm 4 →	Jul 27, 7:25 pm EDT	Michael J SophieDirector	4,000	$4.25	$17,000	18,318	—	plan?
Jul 17, 2017 MForm 4 →	Jul 18, 5:13 pm EDT	Charles J AbbeDirector	11,923	$5.34	$63,650	74,010	—	plan?
Jul 3, 2017 SForm 4 →	Jul 6, 6:16 pm EDT	Chiyue cheungChief Operating Officer	10,000	$7.66	$76,616	0	−100%	plan?
Jul 3, 2017 MForm 4 →	Jul 6, 6:16 pm EDT	Chiyue cheungChief Operating Officer	10,000	$3.50	$35,000	10,000	—	plan?
Jun 7, 2017 MForm 4 →	Jun 9, 4:03 pm EDT	Dmitry AkhanovDirector	2,656	—	—	13,228	—	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 7:00 pm EDT	Charles J AbbeDirector	2,656	—	—	62,087	—	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 6:54 pm EDT	Ihab Saad TaraziDirector	2,656	—	—	2,656	—	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 6:47 pm EDT	Michael J SophieDirector	2,656	—	—	14,318	—	plan?
Jun 7, 2017 MForm 4 →	Jun 8, 6:41 pm EDT	Rajiv RamaswamiDirector	2,656	—	—	13,228	—	plan?
Jun 1, 2017 SForm 4 →	Jun 5, 4:34 pm EDT	Rusnano10% Owner	438,100	$9.11	$3,990,215	4,222,905	−9.40%	plan?
May 30, 2017 SForm 4 →	Jun 1, 4:12 pm EDT	Rusnano10% Owner	39,000	$9.07	$353,743	4,661,005	−0.83%	plan?
May 25, 2017 SForm 4 →	May 30, 4:04 pm EDT	Rusnano10% Owner	180,000	$9.18	$1,653,090	4,700,005	−3.69%	plan?
May 24, 2017 SForm 4 →	May 25, 4:02 pm EDT	Rusnano10% Owner	4,400	$9.07	$39,910	4,880,005	—	plan? amended
May 23, 2017 SForm 4/A →	May 31, 4:07 pm EDT	Rusnano10% Owner	92,900	$9.10	$845,260	4,880,005	−1.87%	plan?
May 23, 2017 SForm 4 →	May 25, 4:02 pm EDT	Rusnano10% Owner	88,500	$9.10	$805,350	4,884,405	−1.78%	plan? amended
May 15, 2017 MForm 4 →	May 17, 5:02 pm EDT	Ray WallinSVP, CFO	19,600	—	—	57,982	—	plan?
May 12, 2017 SForm 4 →	May 16, 5:00 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	22,000	$8.41	$185,071	29,743	−42.5%	plan?
May 12, 2017 MForm 4 →	May 16, 5:00 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	22,000	$3.50	$77,000	51,743	—	plan?
May 11, 2017 MForm 4 →	May 12, 5:02 pm EDT	Timothy Storrs JenksCEO, Director	23,529	$4.25	$99,998	258,792	—	plan?
May 8, 2017 SForm 4 →	May 9, 7:01 pm EDT	Timothy Storrs JenksCEO, Director	92,125	$7.35	$677,202	235,263	−28.1%	plan?
May 8, 2017 MForm 4 →	May 9, 7:01 pm EDT	Timothy Storrs JenksCEO, Director	92,125	$3.50	$322,438	327,388	—	plan?
Apr 27, 2017 DMForm 4 →	May 1, 7:31 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	15,134	$7.95	$32,865	29,743	—	plan?
Apr 27, 2017 DMForm 4 →	May 1, 7:26 pm EDT	Benjamin Lee SitlerSVP, Global Sales	11,007	$7.95	$23,906	81,416	—	plan?
Apr 27, 2017 MForm 4 →	May 1, 7:20 pm EDT	Ray WallinSVP, CFO	10,000	—	—	38,382	—	plan?
Apr 27, 2017 DMForm 4 →	May 1, 7:14 pm EDT	Chiyue cheungChief Operating Officer	22,000	$7.70	$84,744	0	—	plan?
Apr 27, 2017 MForm 4 →	May 1, 7:08 pm EDT	Timothy Storrs JenksCEO, Director	25,000	—	—	235,263	—	plan?
Mar 23, 2017 MForm 4 →	Mar 27, 5:39 pm EDT	Timothy Storrs JenksCEO, Director	10,000	$4.25	$42,500	210,263	—	plan?
Jan 3, 2017 MForm 4 →	Jan 5, 9:08 pm EST	Timothy Storrs JenksCEO, Director	26,000	$3.50	$91,000	200,263	—	plan?
Dec 23, 2016 DMForm 4 →	Dec 23, 7:29 pm EST	Ray WallinSVP, CFO	11,465	$10.91	$34,170	25,082	—	plan?
Dec 1, 2016 GForm 4 →	Dec 5, 5:43 pm EST	Timothy Storrs JenksCEO, Director	3,014	—	—	7,507	—	plan?
Nov 8, 2016 GForm 4 →	Nov 9, 5:16 pm EST	Timothy Storrs JenksCEO, Director	500	—	—	175,657	—	plan?
Aug 18, 2016 SForm 4 →	Aug 19, 2:30 pm EDT	Timothy Storrs JenksCEO, Director	22,666	$15.04	$340,940	176,157	−11.4%	plan?
Aug 18, 2016 SForm 4 →	Aug 19, 2:28 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	3,400	$15.00	$51,000	21,908	−13.4%	plan?
Aug 16, 2016 SForm 4 →	Aug 17, 6:50 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	12,729	$15.00	$190,935	25,308	−33.5%	plan?
Aug 15, 2016 SForm 4 →	Aug 16, 7:14 pm EDT	Ray WallinSVP, CFO	10,000	$14.55	$145,530	18,500	−35.1%	plan?
Aug 15, 2016 MForm 4 →	Aug 16, 7:14 pm EDT	Ray WallinSVP, CFO	10,000	$3.50	$35,000	28,500	—	plan?
Aug 15, 2016 SForm 4 →	Aug 16, 7:11 pm EDT	Timothy Storrs JenksCEO, Director	7,333	$14.79	$108,462	198,823	−3.56%	plan?
Aug 15, 2016 SForm 4 →	Aug 16, 7:02 pm EDT	Chiyue cheungChief Operating Officer	17,500	$14.80	$259,000	0	−100%	plan?
Aug 15, 2016 MForm 4 →	Aug 16, 7:02 pm EDT	Chiyue cheungChief Operating Officer	17,500	$3.50	$61,250	12,500	—	plan?
Aug 5, 2016 SForm 4 →	Aug 8, 9:38 pm EDT	Chiyue cheungChief Operating Officer	15,000	$13.80	$207,000	0	−100%	plan?
Aug 5, 2016 MForm 4 →	Aug 8, 9:38 pm EDT	Chiyue cheungChief Operating Officer	15,000	$3.50	$52,500	6,000	—	plan?
Aug 1, 2016 DMForm 4 →	Aug 3, 4:18 pm EDT	Chiyue cheungChief Operating Officer	11,666	$12.32	$71,867	0	—	plan?
Aug 1, 2016 DMForm 4 →	Aug 2, 9:21 pm EDT	Timothy Storrs JenksCEO, Director	17,501	$12.60	$75,613	206,156	—	plan?
Aug 1, 2016 DMForm 4 →	Aug 2, 9:21 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	8,026	$12.60	$27,632	38,037	—	plan?
Aug 1, 2016 MForm 4 →	Aug 2, 9:21 pm EDT	Benjamin Lee SitlerSVP, Global Sales	5,000	—	—	75,894	—	plan?
Jul 25, 2016 SForm 4 →	Jul 26, 9:30 pm EDT	Chiyue cheungChief Operating Officer	18,000	$12.82	$230,710	0	−100%	plan?
Jul 25, 2016 MForm 4 →	Jul 26, 9:30 pm EDT	Chiyue cheungChief Operating Officer	18,000	$3.50	$63,000	12,000	—	plan?
Jul 25, 2016 SForm 4 →	Jul 26, 9:30 pm EDT	Benjamin Lee SitlerSVP, Global Sales	5,669	$12.00	$68,028	68,009	−7.69%	plan?
Jul 14, 2016 MForm 4 →	Jul 18, 4:18 pm EDT	Dmitry AkhanovDirector	2,880	—	—	10,572	—	plan?
Jul 14, 2016 MForm 4 →	Jul 15, 7:58 pm EDT	Charles J AbbeDirector	2,880	—	—	59,431	—	plan?
Jul 14, 2016 MForm 4 →	Jul 15, 7:57 pm EDT	Rajiv RamaswamiDirector	2,880	—	—	10,572	—	plan?
Jul 14, 2016 MForm 4 →	Jul 15, 7:36 pm EDT	Michael J SophieDirector	2,880	—	—	11,662	—	plan?
Jun 10, 2016 MForm 4 →	Jun 14, 4:32 pm EDT	Timothy Storrs JenksCEO, Director	6,875	$3.50	$24,063	197,357	—	plan?
Jun 7, 2016 MForm 4 →	Jun 9, 4:25 pm EDT	Lee Sen TingDirector	2,880	—	—	13,462	—	plan?
May 2, 2016 SForm 4 →	May 4, 9:24 pm EDT	Chiyue cheungChief Operating Officer	20,000	$11.86	$237,138	0	−100%	plan?
May 2, 2016 MForm 4 →	May 4, 9:24 pm EDT	Chiyue cheungChief Operating Officer	20,000	$3.50	$70,000	5,000	—	plan?
Apr 27, 2016 SForm 4 →	Apr 28, 9:49 pm EDT	Ray WallinSVP, CFO	6,672	$13.52	$90,184	18,500	−26.5%	plan?
Apr 27, 2016 MForm 4 →	Apr 28, 9:49 pm EDT	Ray WallinSVP, CFO	6,672	$3.30	$22,018	25,172	—	plan?
Apr 14, 2016 SForm 4 →	Apr 15, 6:21 pm EDT	Benjamin Lee SitlerSVP, Global Sales	2,272	$13.40	$30,445	73,678	−2.99%	plan?
Apr 13, 2016 SForm 4 →	Apr 14, 8:16 pm EDT	Ray WallinSVP, CFO	2,000	$13.52	$27,033	18,500	−9.76%	plan?
Apr 13, 2016 MForm 4 →	Apr 14, 8:16 pm EDT	Ray WallinSVP, CFO	2,000	$3.30	$6,600	20,500	—	plan?
Apr 11, 2016 SForm 4 →	Apr 13, 4:03 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	6,271	$13.54	$84,935	28,909	−17.8%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Dec 6, 2018 MForm 4 →	Dec 10, 7:13 pm EST	Elizabeth Lynne EbySVP, CFO	46,125	—	—	138,375	—
Nov 2, 2018 MForm 4 →	Nov 6, 5:27 pm EST	Timothy Storrs JenksCEO, Director	41,286	—	—	0	—
Nov 1, 2018 MForm 4 →	Nov 2, 8:24 pm EDT	Michael J SophieDirector	1,000	$8.05	$8,050	0	—
Oct 29, 2018 MForm 4 →	Oct 31, 4:53 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	21,903	—	—	0	—
Oct 29, 2018 MForm 4 →	Oct 30, 8:32 pm EDT	Chiyue cheungChief Operating Officer	5,500	—	—	0	—
Oct 29, 2018 MForm 4 →	Oct 30, 8:24 pm EDT	Timothy Storrs JenksCEO, Director	12,500	—	—	0	—
Sep 10, 2018 MForm 4 →	Sep 12, 4:33 pm EDT	Chiyue cheungChief Operating Officer	10,000	$8.11	$81,090	0	—
Aug 14, 2018 MForm 4 →	Aug 15, 6:16 pm EDT	Elizabeth Lynne EbySVP, CFO	80,750	—	—	92,250	—
Aug 2, 2018 MForm 4 →	Aug 3, 7:36 pm EDT	Chiyue cheungChief Operating Officer	4,800	—	—	6,400	—
Aug 2, 2018 MForm 4 →	Aug 3, 7:34 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	4,800	—	—	6,400	—
Aug 2, 2018 MForm 4 →	Aug 3, 7:33 pm EDT	Timothy Storrs JenksCEO, Director	16,500	—	—	22,000	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:56 pm EDT	Chiyue cheungChief Operating Officer	5,620	—	—	11,240	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:55 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	5,620	—	—	11,240	—
Jul 31, 2018 MForm 4 →	Aug 1, 6:52 pm EDT	Timothy Storrs JenksCEO, Director	21,474	—	—	42,946	—
Jul 25, 2018 AForm 4 →	Jul 26, 9:36 pm EDT	Yang Chiah YeeSenior VP, Global Sales	50,000	—	—	50,000	—
Jul 25, 2018 AForm 4 →	Jul 26, 9:34 pm EDT	Chiyue cheungChief Operating Officer	65,000	—	—	65,000	—
Jul 25, 2018 AForm 4 →	Jul 26, 9:32 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	65,000	—	—	65,000	—
Jul 25, 2018 AForm 4 →	Jul 26, 9:31 pm EDT	Elizabeth Lynne EbySVP, CFO	65,000	—	—	65,000	—
Jul 25, 2018 AForm 4 →	Jul 26, 9:13 pm EDT	Timothy Storrs JenksCEO, Director	130,000	—	—	130,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:13 pm EDT	Chiyue cheungChief Operating Officer	36,000	—	—	36,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:12 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	36,000	—	—	36,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:12 pm EDT	Elizabeth Lynne EbySVP, CFO	39,000	—	—	39,000	—
Jun 10, 2018 AForm 4 →	Jun 12, 5:11 pm EDT	Timothy Storrs JenksCEO, Director	90,000	—	—	90,000	—
Jun 5, 2018 AForm 4 →	Jun 7, 4:07 pm EDT	Dmitry AkhanovDirector	19,418	—	—	6,932	—
Jun 5, 2018 AForm 4 →	Jun 7, 1:57 pm EDT	Bandel L Carano +6Director, 10% Owner	12,486	—	—	60,442	—
Jun 5, 2018 AForm 4 →	Jun 6, 9:44 pm EDT	Ihab Saad TaraziDirector	19,418	—	—	6,932	—
Jun 5, 2018 AForm 4 →	Jun 6, 9:38 pm EDT	Michael J SophieDirector	19,418	—	—	6,932	—
Jun 5, 2018 AForm 4 →	Jun 6, 9:32 pm EDT	Rajiv RamaswamiDirector	19,418	—	—	6,932	—
Jun 5, 2018 AForm 4 →	Jun 6, 9:24 pm EDT	Charles J AbbeDirector	19,418	—	—	6,932	—
Jun 1, 2018 MForm 4 →	Jun 5, 4:09 pm EDT	Dmitry AkhanovDirector	4,076	—	—	0	—
Jun 1, 2018 MForm 4 →	Jun 4, 9:19 pm EDT	Ihab Saad TaraziDirector	4,076	—	—	0	—
Jun 1, 2018 MForm 4 →	Jun 4, 9:12 pm EDT	Michael J SophieDirector	4,076	—	—	0	—
Jun 1, 2018 MForm 4 →	Jun 4, 9:09 pm EDT	Rajiv RamaswamiDirector	4,076	—	—	0	—
Jun 1, 2018 MForm 4 →	Jun 4, 9:03 pm EDT	Charles J AbbeDirector	4,076	—	—	0	—
May 14, 2018 MForm 4 →	May 15, 9:15 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	403	—	—	0	—
Apr 27, 2018 MForm 4 →	May 1, 6:19 pm EDT	Timothy Storrs JenksCEO, Director	12,500	—	—	12,500	—
Apr 27, 2018 MForm 4 →	May 1, 5:41 pm EDT	Chiyue cheungChief Operating Officer	5,500	—	—	5,500	—
Apr 27, 2018 MForm 4 →	May 1, 5:40 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	5,500	—	—	5,500	—
Mar 22, 2018 AForm 4 →	Mar 26, 4:46 pm EDT	Yang Chiah YeeSenior VP, Global Sales	183,000	—	—	99,800	—
Feb 28, 2018 MForm 4 →	Mar 2, 5:55 pm EST	Benjamin Lee SitlerSVP, Global Sales	29,100	—	—	0	—
Oct 9, 2017 MForm 4 →	Oct 10, 6:10 pm EDT	Benjamin Lee SitlerSVP, Global Sales	4,000	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 10, 6:01 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	8,000	—	—	0	—
Oct 6, 2017 MForm 4 →	Oct 10, 5:56 pm EDT	Timothy Storrs JenksCEO, Director	1,286	—	—	0	—
Aug 15, 2017 AForm 4 →	Aug 17, 6:13 pm EDT	Elizabeth Lynne EbySVP, CFO	357,500	—	—	123,000	—
Aug 2, 2017 MForm 4 →	Aug 4, 4:28 pm EDT	Chiyue cheungChief Operating Officer	4,800	—	—	11,200	—
Aug 2, 2017 MForm 4 →	Aug 4, 4:22 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	4,800	—	—	11,200	—
Aug 2, 2017 MForm 4 →	Aug 4, 4:16 pm EDT	Benjamin Lee SitlerSVP, Global Sales	4,800	—	—	11,200	—
Aug 2, 2017 MForm 4 →	Aug 4, 4:10 pm EDT	Timothy Storrs JenksCEO, Director	16,500	—	—	38,500	—
Jul 31, 2017 AForm 4 →	Aug 2, 5:07 pm EDT	Chiyue cheungChief Operating Officer	45,860	—	—	16,860	—
Jul 31, 2017 AForm 4 →	Aug 2, 5:00 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	45,860	—	—	16,860	—
Jul 31, 2017 AForm 4 →	Aug 2, 4:51 pm EDT	Benjamin Lee SitlerSVP, Global Sales	40,380	—	—	14,850	—
Jul 31, 2017 AForm 4 →	Aug 2, 4:44 pm EDT	Timothy Storrs JenksCEO, Director	175,210	—	—	64,420	—
Jul 26, 2017 MForm 4 →	Jul 27, 7:32 pm EDT	Benjamin Lee SitlerSVP, Global Sales	33,400	$8.44	$282,016	0	—
Jul 26, 2017 MForm 4 →	Jul 27, 7:25 pm EDT	Michael J SophieDirector	4,000	$8.45	$33,784	0	—
Jul 17, 2017 MForm 4 →	Jul 18, 5:13 pm EDT	Charles J AbbeDirector	11,923	—	—	7,421	—
Jul 3, 2017 MForm 4 →	Jul 6, 6:16 pm EDT	Chiyue cheungChief Operating Officer	10,000	$7.66	$76,616	0	—
Jun 7, 2017 MForm 4 →	Jun 9, 4:03 pm EDT	Dmitry AkhanovDirector	2,656	—	—	0	—
Jun 7, 2017 MForm 4 →	Jun 8, 7:00 pm EDT	Charles J AbbeDirector	2,656	—	—	0	—
Jun 7, 2017 MForm 4 →	Jun 8, 6:54 pm EDT	Ihab Saad TaraziDirector	2,656	—	—	0	—
Jun 7, 2017 MForm 4 →	Jun 8, 6:47 pm EDT	Michael J SophieDirector	2,656	—	—	0	—
Jun 7, 2017 MForm 4 →	Jun 8, 6:41 pm EDT	Rajiv RamaswamiDirector	2,656	—	—	0	—
Jun 1, 2017 AForm 4 →	Jun 5, 4:05 pm EDT	Dmitry AkhanovDirector	11,597	—	—	4,076	—
Jun 1, 2017 AForm 4 →	Jun 5, 12:30 pm EDT	Bandel L Carano +6Director, 10% Owner	7,521	—	—	47,956	—
Jun 1, 2017 AForm 4 →	Jun 2, 7:51 pm EDT	Michael J SophieDirector	11,597	—	—	4,076	—
Jun 1, 2017 AForm 4 →	Jun 2, 7:47 pm EDT	Rajiv RamaswamiDirector	11,597	—	—	4,076	—
Jun 1, 2017 AForm 4 →	Jun 2, 7:41 pm EDT	Ihab Saad TaraziDirector	11,597	—	—	4,076	—
Jun 1, 2017 AForm 4 →	Jun 2, 7:35 pm EDT	Charles J AbbeDirector	11,597	—	—	4,076	—
May 15, 2017 MForm 4 →	May 17, 5:02 pm EDT	Ray WallinSVP, CFO	19,600	—	—	6,400	—
May 12, 2017 MForm 4 →	May 16, 5:00 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	22,000	$8.41	$185,071	0	—
May 11, 2017 MForm 4 →	May 12, 5:02 pm EDT	Timothy Storrs JenksCEO, Director	23,529	—	—	0	—
May 8, 2017 MForm 4 →	May 9, 7:01 pm EDT	Timothy Storrs JenksCEO, Director	92,125	$7.35	$677,202	0	—
Apr 27, 2017 MForm 4 →	May 1, 7:31 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	11,000	—	—	11,000	—
Apr 27, 2017 MForm 4 →	May 1, 7:26 pm EDT	Benjamin Lee SitlerSVP, Global Sales	8,000	—	—	8,000	—
Apr 27, 2017 MForm 4 →	May 1, 7:20 pm EDT	Ray WallinSVP, CFO	10,000	—	—	10,000	—
Apr 27, 2017 MForm 4 →	May 1, 7:14 pm EDT	Chiyue cheungChief Operating Officer	11,000	—	—	11,000	—
Apr 27, 2017 MForm 4 →	May 1, 7:08 pm EDT	Timothy Storrs JenksCEO, Director	25,000	—	—	25,000	—
Mar 23, 2017 MForm 4 →	Mar 27, 5:39 pm EDT	Timothy Storrs JenksCEO, Director	10,000	—	—	17,757	—
Jan 3, 2017 MForm 4 →	Jan 5, 9:08 pm EST	Timothy Storrs JenksCEO, Director	26,000	—	—	92,125	—
Dec 23, 2016 MForm 4 →	Dec 23, 7:29 pm EST	Ray WallinSVP, CFO	8,333	—	—	0	—
Aug 15, 2016 MForm 4 →	Aug 16, 7:14 pm EDT	Ray WallinSVP, CFO	10,000	$14.55	$145,530	48,308	—
Aug 15, 2016 MForm 4 →	Aug 16, 7:02 pm EDT	Chiyue cheungChief Operating Officer	17,500	$14.80	$259,000	12,500	—
Aug 5, 2016 MForm 4 →	Aug 8, 9:38 pm EDT	Chiyue cheungChief Operating Officer	15,000	$13.80	$207,000	9,000	—
Aug 2, 2016 AForm 4 →	Aug 3, 9:39 pm EDT	Benjamin Lee SitlerSVP, Global Sales	46,000	—	—	16,000	—
Aug 2, 2016 AForm 4 →	Aug 3, 9:38 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	46,000	—	—	16,000	—
Aug 2, 2016 AForm 4 →	Aug 3, 9:38 pm EDT	Ray WallinSVP, CFO	46,000	—	—	16,000	—
Aug 2, 2016 AForm 4 →	Aug 3, 9:37 pm EDT	Chiyue cheungChief Operating Officer	46,000	—	—	16,000	—
Aug 2, 2016 AForm 4 →	Aug 3, 9:35 pm EDT	Timothy Storrs JenksCEO, Director	130,000	—	—	55,000	—
Aug 1, 2016 MForm 4 →	Aug 3, 4:18 pm EDT	Chiyue cheungChief Operating Officer	5,833	—	—	0	—
Aug 1, 2016 MForm 4 →	Aug 2, 9:21 pm EDT	Timothy Storrs JenksCEO, Director	11,500	—	—	0	—
Aug 1, 2016 MForm 4 →	Aug 2, 9:21 pm EDT	Yuen WupenVICE PRESIDENT GLOBAL PRODUCT	5,833	—	—	0	—
Aug 1, 2016 MForm 4 →	Aug 2, 9:21 pm EDT	Benjamin Lee SitlerSVP, Global Sales	5,000	—	—	0	—
Jul 25, 2016 MForm 4 →	Jul 26, 9:30 pm EDT	Chiyue cheungChief Operating Officer	18,000	$12.82	$230,710	6,000	—
Jul 14, 2016 MForm 4 →	Jul 18, 4:18 pm EDT	Dmitry AkhanovDirector	2,880	—	—	0	—
Jul 14, 2016 MForm 4 →	Jul 15, 7:58 pm EDT	Charles J AbbeDirector	2,880	—	—	0	—
Jul 14, 2016 MForm 4 →	Jul 15, 7:57 pm EDT	Rajiv RamaswamiDirector	2,880	—	—	0	—
Jul 14, 2016 MForm 4 →	Jul 15, 7:36 pm EDT	Michael J SophieDirector	2,880	—	—	0	—
Jun 10, 2016 MForm 4 →	Jun 14, 4:32 pm EDT	Timothy Storrs JenksCEO, Director	6,875	—	—	118,125	—
Jun 7, 2016 AForm 4 →	Jun 9, 4:34 pm EDT	Ihab Saad TaraziDirector	5,312	—	—	2,656	—
Jun 7, 2016 AForm 4 →	Jun 9, 4:27 pm EDT	Michael J SophieDirector	5,312	—	—	2,656	—
Jun 7, 2016 AForm 4 →	Jun 9, 4:26 pm EDT	Rajiv RamaswamiDirector	5,312	—	—	2,656	—