Insider holders · CIK 0001227025
NEOPHOTONICS CORP · NPTN
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Bandel L CaranoDirector | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| OAK X AFFILIATES FUND LP10% Owner | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| OAK INVESTMENT PARTNERS X LTD PARTNERSHIP10% Owner | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| OAK IX AFFILIATES FUND LP10% Owner | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| OAK IX AFFILIATES FUND A LP10% Owner | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| OAK INVESTMENT PARTNERS IX L P10% Owner | 5,470,780 | 60,442 | 5,531,222 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| Rusnano10% Owner | 4,222,905 | — | 4,222,905 | Jun 5, 2017 · 4:34 pm EDT | Form 4 |
| Timothy Storrs JenksCEO | 385,093 | 3,798 | 388,891 | Nov 6, 2018 · 5:27 pm EST | Form 4 |
| Elizabeth Lynne EbySVP, CFO | 133,475 | — | 133,475 | Dec 10, 2018 · 7:13 pm EST | Form 4 |
| Benjamin Lee SitlerSVP, Global Sales | 121,211 | — | 121,211 | Mar 2, 2018 · 5:55 pm EST | Form 4 |
| Charles J AbbeDirector | 78,086 | — | 78,086 | Jun 4, 2018 · 9:03 pm EDT | Form 4 |
| Oak Investment Partners XI L P10% Owner | — | 60,442 | 60,442 | Mar 7, 2019 · 4:11 pm EST | Form 4 |
| Ray WallinSVP, CFO | 57,982 | — | 57,982 | May 17, 2017 · 5:02 pm EDT | Form 4 |
| Yuen WupenVICE PRESIDENT GLOBAL PRODUCT | 52,650 | — | 52,650 | Oct 31, 2018 · 4:53 pm EDT | Form 4 |
| Michael J SophieDirector | 18,394 | — | 18,394 | Nov 2, 2018 · 8:24 pm EDT | Form 4 |
| Dmitry AkhanovDirector | 17,304 | — | 17,304 | Jun 5, 2018 · 4:09 pm EDT | Form 4 |
| Rajiv RamaswamiDirector | 17,304 | — | 17,304 | Jun 4, 2018 · 9:09 pm EDT | Form 4 |
| Lee Sen TingDirector | 13,462 | — | 13,462 | Jun 9, 2016 · 4:25 pm EDT | Form 4 |
| Ihab Saad TaraziDirector | 6,732 | — | 6,732 | Jun 4, 2018 · 9:19 pm EDT | Form 4 |
| Chiyue cheungChief Operating Officer | 0 | — | 0 | Oct 30, 2018 · 8:32 pm EDT | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.