SEC Form 4 · accession 0001227025-18-000093
NEOPHOTONICS CORP · NPTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yuen Wupen
Officer — VICE PRESIDENT GLOBAL PRODUCT
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 5:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227025
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | S | 7,261 | $8.9329 | D | 48,265 | D | |
| Common Stock | Aug 28, 2018 | S | 12,294 | $8.8964 | D | 35,971 | D | |
| Common Stock | Aug 28, 2018 | S | 3,322 | $8.895 | D | 32,649 | D |
Table II — derivative securities
No Table II lines on this filing.