SEC Form 4 · accession 0001506307-18-000064
KINDER MORGAN, INC. · KMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jesse Arenivas
Officer — VP(President, CO2)
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001506307
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class P Common Stock | Jul 31, 2018 | M | 22,790 | $0.00 | A | 36,759 | D | |
| Class P Common StockF3 | Jul 31, 2018 | F | 7,076 | $17.78 | D | 29,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F5 | — | Jul 31, 2018 | M | 22,790 | D | — | — | Class P Common Stock | 22,790 | 0 | D |
Explanation of responses
- F1This transaction represents the settlement of restricted stock units in shares of Class P Common Stock on their scheduled vesting date.
- F2Represents shares withheld by the issuer to satisfy tax withholding obligations upon the reported vesting of restricted stock units.
- F3Closing price of Class P Common Stock on the date of vesting.
- F4Each restricted stock unit represents the right to receive, at settlement, one share of Class P Common Stock.
- F5These restricted stock units vested on July 31, 2018.