SEC Form 4 · accession 0001127602-18-024267
INTEL CORP · INTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Ralph Rodgers
Officer — EVP General Counsel
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000050863
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2018 | M | 2,946 | — | A | 21,782 | D | |
| Common Stock | Jul 30, 2018 | F | 1,461 | $47.21 | D | 20,321 | D | |
| Common StockF1 | Jul 30, 2018 | M | 11,049 | — | A | 31,370 | D | |
| Common Stock | Jul 30, 2018 | F | 5,479 | $47.21 | D | 25,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jul 30, 2018 | M | 2,946 | D | Apr 30, 2018 | — | Common Stock | 2,946 | 29,466 | D |
| Restricted Stock UnitsF1,F3 | — | Jul 30, 2018 | M | 11,049 | D | Apr 30, 2018 | — | Common Stock | 11,049 | 66,297 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
- F2Unless earlier forfeited under the terms of the RSU, 1/12th of the awards vest and convert into common stock in twelve substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
- F3Unless earlier forfeited under the terms of the RSU, 1/8th of the awards vest and convert into common stock in eight substantially equal quarterly tranches, beginning on April 30, 2018. If the quarterly vesting date falls on a nonbusiness date, the next business date shall apply.