SEC Form 4 · accession 0001730468-18-000002
BIOVIE INC. · BIVI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Edward Sherman
Director
Period of report
Jan 2, 2018
Accepted (ET)
Aug 1, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001580149
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| common stock | Jan 2, 2018 | A | 200,000 | $0.15 | A | 268,181 | D | |
| common stock | May 15, 2018 | A | 250,000 | $0.018 | A | 518,181 | D | |
| preferred stock | Jul 3, 2018 | A | 16,666 | $1.50 | A | 16,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrants | $0.018 | Jul 3, 2018 | A | 1,666,000 | A | Jul 2, 2018 | Jul 2, 2024 | common stock | 1,666,000 | 1,666,000 | D |