SEC Form 4 · accession 0000897101-18-000699
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Geraci
Officer — VP Sales and Marketing
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 1:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 31, 2018 | M | 12,000 | $6.87 | A | 53,980 | D | |
| Common StockF1 | Jul 31, 2018 | F | 1,419 | $58.10 | D | 52,561 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $6.87 | Jul 31, 2018 | M | 12,000 | D | — | Jan 5, 2025 | Common Stock | 12,000 | 0 | D |
Explanation of responses
- F1"Cashless Exercise" Resulting in Net Acquisition of 10,581 Shares.
- F2This option is Fully Vested and May BE Exercised Immediately.