SEC Form 4 · accession 0001343837-18-000003
COHERENT CORP. · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent D Mattera Jr.
Officer — President & CEO · Director
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 3:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000820318
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 9,450 | $23.495 | A | 250,310 | D | |
| Common StockF2 | Aug 1, 2018 | S | 6,223 | $39.4744 | D | 244,087 | D | |
| Common StockF3 | Aug 1, 2018 | S | 2,327 | $40.1685 | D | 241,760 | D | |
| Common StockF4 | Aug 1, 2018 | S | 900 | $40.9778 | D | 240,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F5,F6 | $23.495 | Aug 1, 2018 | M | 9,450 | D | — | Aug 16, 2018 | Common Stock | 9,450 | 0 | D |
Explanation of responses
- F1The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
- F2Represents the weighted average of multiple sale transactions ranging in price from $38.7500 to $39.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F3Represents the weighted average of multiple sale transactions ranging in price from $39.7500 to $40.7000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F4Represents the weighted average of multiple sale transactions ranging in price from $40.7500 to $41.2500. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- F5The grant of these options previously was reported as covering 4,725 shares at an exercise price of $46.99 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- F6These options vested in five equal annual intallments beginning on August 16, 2009.