SEC Form 4 · accession 0001209191-18-044709
LANNETT CO INC · LCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Kozlowski
Officer — Chief Operating Officer
Period of report
Jul 30, 2018
Accepted (ET)
Aug 1, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000057725
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Common StockF1 | Jul 30, 2018 | A | 7,979 | $0.00 | A | 25,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option - Right to BuyF2 | $12.20 | Jul 30, 2018 | A | 9,953 | A | — | Jul 29, 2028 | Common Stock | 9,953 | 9,953 | D |
Explanation of responses
- F1Represents restricted stock awards, vesting in 1/3 annual increments on 7/30/2019, 7/30/2020 and 7/30/2021.
- F2Exercisable in 1/3 annual increments on 7/30/2019, 7/30/2020 and 7/30/2021