SEC Form 4 · accession 0001127602-18-024317
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Venuto
Officer — SR VP of Corp Development
Period of report
Jul 31, 2018
Accepted (ET)
Aug 2, 2018 · 9:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2018 | M | 2,295 | $14.55 | A | 17,431 | D | |
| Common Stock | Jul 31, 2018 | S | 2,295 | $21.10 | D | 15,136 | D | |
| Common Stock | Jul 31, 2018 | M | 2,500 | $13.32 | A | 17,636 | D | |
| Common Stock | Jul 31, 2018 | S | 2,500 | $20.50 | D | 15,136 | D | |
| Common Stock | holding | — | — | — | 1,726 | I | By Retirement Plan Trustees |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $14.55 | Jul 31, 2018 | M | 2,295 | D | Apr 16, 2016 | Apr 16, 2025 | Common Stock | 2,295 | 5,000 | D |
| Incentive Stock Option (Right to Buy) | $13.32 | Jul 31, 2018 | M | 2,500 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 2,500 | 0 | D |