Company · CIK 0001505155 · SIC 7372 — Services-Prepackaged Software · Nasdaq
Upland Software, Inc. · UPLD
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 16, 2026 FForm 4 → | Sep 21, 5:39 pm EDT | Dan DomanChief Operating & Product Ofcr | 2,952 | $3.95 | $11,646 | 86,473 | — | late |
| Sep 16, 2026 FForm 4 → | Sep 21, 5:38 pm EDT | Sean NathanielCEO and President | 1,640 | $3.95 | $6,470 | 48,574 | — | late |
| Sep 16, 2026 FForm 4 → | Sep 21, 5:37 pm EDT | Jennifer L. SimonChief Financial Officer | 1,117 | $3.95 | $4,407 | 28,883 | — | late |
| Aug 17, 2026 AForm 4 → | Aug 18, 4:25 pm EDT | Jennifer L. SimonChief Financial Officer | 30,000 | — | — | 30,000 | — | |
| Aug 7, 2026 SForm 4 → | Aug 11, 4:54 pm EDT | Timothy MattoxDirector | 847 | $4.28 | $3,627 | 36,053 | −2.30% | 10b5-1 |
| Aug 6, 2026 SForm 4 → | Aug 10, 5:36 pm EDT | Timothy MattoxDirector | 1,000 | $4.27 | $4,270 | 36,900 | −2.64% | 10b5-1 |
| Aug 4, 2026 SForm 4 → | Aug 6, 4:55 pm EDT | Timothy MattoxDirector | 2,000 | $4.43 | $8,860 | 37,900 | −5.01% | 10b5-1 |
| Jul 31, 2026 SForm 4 → | Aug 4, 5:46 pm EDT | Timothy MattoxDirector | 2,000 | $4.47 | $8,930 | 39,900 | −4.77% | 10b5-1 |
| Jun 16, 2026 FForm 4 → | Jun 16, 6:34 pm EDT | Michael Douglass HillCFO, Treasurer & Secretary | 8,931 | $0.6064 | $5,416 | 383,360 | — | |
| Jun 16, 2026 FForm 4 → | Jun 16, 6:33 pm EDT | Sean NathanielCEO and President | 18,605 | $0.6064 | $11,282 | 502,146 | — | |
| Jun 16, 2026 FForm 4 → | Jun 16, 6:32 pm EDT | Dan DomanChief Operating & Product Ofcr | 29,515 | $0.6064 | $17,898 | 894,251 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:51 pm EDT | Sean NathanielCEO and President | 500,000 | — | — | 520,751 | — | |
| Mar 8, 2019 SForm 4 → | Mar 12, 5:01 pm EDT | Timothy MattoxPresident & COO | 41,000 | $40.19 | $1,647,636 | 481,034 | −7.85% | plan? |
| Mar 4, 2019 AForm 4 → | Mar 6, 4:19 pm EST | John T McDonaldCEO, Director | 180,000 | — | — | 1,745,947 | — | plan? |
| Mar 4, 2019 AForm 4 → | Mar 6, 4:14 pm EST | Timothy MattoxPresident & COO | 150,000 | — | — | 522,034 | — | plan? |
| Mar 4, 2019 AForm 4 → | Mar 6, 4:09 pm EST | Michael Douglass HillCFO &Treasurer | 75,000 | — | — | 311,596 | — | plan? |
| Jan 18, 2019 SForm 4 → | Jan 22, 4:13 pm EST | John T McDonaldCEO, Director | 20,000 | $30.00 | $600,000 | 153,738 | −11.5% | plan? |
| Dec 16, 2018 FForm 4 → | Dec 18, 5:36 pm EST | John T McDonaldCEO, Director | 14,864 | $28.56 | $424,516 | 1,565,947 | — | plan? |
| Dec 16, 2018 FForm 4 → | Dec 18, 5:15 pm EST | Timothy MattoxPresident & COO | 54,385 | $28.56 | $1,553,236 | 372,034 | — | plan? |
| Dec 16, 2018 FForm 4 → | Dec 18, 5:13 pm EST | Michael Douglass HillCFO,Treasurer & Secretary | 9,394 | $28.56 | $268,293 | 236,596 | — | plan? |
| Nov 15, 2018 SForm 4 → | Nov 19, 4:46 pm EST | John T McDonaldCEO, Director | 10,206 | $30.06 | $306,811 | 173,738 | −5.55% | plan? |
| Nov 12, 2018 SForm 4 → | Nov 14, 5:12 pm EST | John T McDonaldCEO, Director | 10,635 | $30.45 | $323,783 | 183,103 | −5.49% | plan? |
| Oct 5, 2018 SForm 4 → | Oct 9, 5:05 pm EDT | John T McDonaldCEO, Director | 1,570 | $37.00 | $58,090 | 1,581,652 | −0.10% | plan? |
| Sep 16, 2018 FForm 4 → | Sep 18, 4:24 pm EDT | John T McDonaldCEO, Director | 10,473 | $34.82 | $364,617 | 1,586,222 | — | plan? |
| Sep 16, 2018 FForm 4 → | Sep 18, 4:21 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 4,550 | $34.82 | $158,408 | 245,990 | — | plan? |
| Sep 16, 2018 FForm 4 → | Sep 18, 4:17 pm EDT | Timothy MattoxPresident & COO | 7,370 | $34.82 | $256,587 | 426,419 | — | plan? |
| Sep 7, 2018 SForm 4 → | Sep 11, 6:40 pm EDT | John T McDonaldCEO, Director | 46,203 | $35.25 | $1,628,610 | 1,596,695 | −2.81% | plan? |
| Sep 4, 2018 SForm 4 → | Sep 6, 6:02 pm EDT | John T McDonaldCEO, Director | 73,797 | $35.55 | $2,623,140 | 1,642,898 | −4.30% | plan? |
| Aug 29, 2018 SForm 4 → | Aug 31, 4:01 pm EDT | Timothy MattoxPresident & COO | 17,000 | $38.10 | $647,667 | 433,789 | −3.77% | plan? |
| Aug 24, 2018 SForm 4 → | Aug 28, 4:18 pm EDT | EPM Live, Inc. +2Other | 859,400 | $34.85 | $29,953,233 | 0 | −100% | plan? |
| Aug 21, 2018 SForm 4 → | Aug 23, 6:15 pm EDT | EPM Live, Inc. +2Other | 14,653 | $34.97 | $512,344 | 859,400 | −1.68% | plan? |
| Aug 17, 2018 GForm 4 → | Oct 9, 5:05 pm EDT | John T McDonaldCEO, Director | 3,000 | — | — | 1,583,222 | — | plan? late |
| Aug 16, 2018 SForm 4 → | Aug 20, 4:22 pm EDT | EPM Live, Inc. +2Other | 70,846 | $35.65 | $2,525,685 | 874,053 | −7.50% | plan? |
| Aug 9, 2018 SForm 4 → | Aug 13, 5:19 pm EDT | EPM Live, Inc. +2Other | 55,101 | $36.32 | $2,001,423 | 944,899 | −5.51% | plan? |
| Aug 6, 2018 AForm 4 → | Aug 8, 4:40 pm EDT | Rodney C FavaronDirector | 1,497 | — | — | 11,913 | — | plan? |
| Aug 6, 2018 AForm 4 → | Aug 8, 4:38 pm EDT | Joe RossDirector | 1,497 | — | — | 26,093 | — | plan? |
| Aug 6, 2018 AForm 4 → | Aug 8, 4:36 pm EDT | Stephen E CourterDirector | 1,497 | — | — | 11,913 | — | plan? |
| Jul 31, 2018 MForm 4 → | Aug 1, 6:24 pm EDT | Timothy MattoxPresident & COO | 15,860 | $8.72 | $138,299 | 450,789 | — | plan? |
| Jul 16, 2018 SForm 4 → | Jul 18, 6:57 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 40,000 | $35.14 | $1,405,692 | 250,540 | −13.8% | plan? |
| Jul 16, 2018 SForm 4 → | Jul 18, 6:34 pm EDT | David MayDirector | 20,000 | $34.96 | $699,160 | 103,500 | −16.2% | plan? |
| Jul 11, 2018 SForm 4 → | Jul 13, 5:21 pm EDT | Timothy MattoxPresident & COO | 17,000 | $36.03 | $612,581 | 434,929 | −3.76% | plan? |
| Jun 16, 2018 FForm 4 → | Jun 19, 6:44 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 4,547 | $35.27 | $160,373 | 290,540 | — | plan? |
| Jun 16, 2018 FForm 4 → | Jun 19, 6:24 pm EDT | John T McDonaldCEO, Director | 10,473 | $35.27 | $369,383 | 1,716,695 | — | plan? |
| Jun 16, 2018 FForm 4 → | Jun 19, 5:39 pm EDT | Timothy MattoxPresident & COO | 7,371 | $35.27 | $259,975 | 451,929 | — | plan? |
| Jun 15, 2018 SForm 4 → | Jun 19, 5:28 pm EDT | David MayDirector | 40,000 | $35.32 | $1,412,704 | 123,500 | −24.5% | plan? |
| May 29, 2018 MForm 4 → | May 31, 7:15 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 15,000 | $0.30 | $4,500 | 295,087 | — | plan? |
| May 9, 2018 FForm 4 → | May 11, 4:03 pm EDT | John T McDonaldCEO, Director | 67,253 | $29.26 | $1,967,823 | 1,727,168 | — | plan? |
| Apr 16, 2018 SForm 4 → | Apr 17, 9:43 pm EDT | John T McDonaldCEO, Director, 10% Owner | 40,000 | $27.72 | $1,108,832 | 193,738 | −17.1% | plan? |
| Mar 29, 2018 AFForm 4 → | Mar 30, 6:33 pm EDT | Timothy MattoxPresident & COO | 107,832 | $28.79 | $3,104,483 | 459,300 | — | plan? |
| Mar 29, 2018 AFForm 4 → | Mar 30, 6:25 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 73,788 | $28.79 | $2,124,357 | 280,087 | — | plan? |
| Mar 29, 2018 AFForm 4 → | Mar 30, 6:23 pm EDT | John T McDonaldCEO, Director, 10% Owner | 183,785 | $28.79 | $5,291,170 | 1,794,421 | — | plan? |
| Mar 21, 2018 SForm 4 → | Mar 23, 7:32 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 40,000 | $29.79 | $1,191,620 | 210,875 | −15.9% | plan? |
| Mar 19, 2018 SForm 4 → | Mar 20, 5:46 pm EDT | John T McDonaldCEO, Director, 10% Owner | 10,000 | $28.24 | $282,425 | 233,738 | −4.10% | plan? |
| Mar 16, 2018 FForm 4 → | Mar 20, 5:50 pm EDT | Timothy MattoxPresident & COO | 4,072 | $28.62 | $116,541 | 358,132 | — | plan? |
| Mar 16, 2018 FForm 4 → | Mar 20, 5:48 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 2,330 | $28.62 | $66,685 | 250,875 | — | plan? |
| Mar 16, 2018 FForm 4 → | Mar 20, 5:46 pm EDT | John T McDonaldCEO, Director, 10% Owner | 4,735 | $28.62 | $135,516 | 1,622,206 | — | plan? |
| Mar 9, 2018 SForm 4 → | Mar 13, 11:33 am EDT | Timothy MattoxPresident & COO | 58,000 | $29.45 | $1,707,910 | 362,204 | −13.8% | plan? |
| Mar 9, 2018 SForm 4 → | Mar 13, 11:26 am EDT | John T McDonaldCEO, Director, 10% Owner | 50,000 | $28.04 | $1,402,205 | 1,626,941 | −2.98% | plan? |
| Mar 5, 2018 SForm 4 → | Mar 7, 4:50 pm EST | Timothy MattoxPresident & COO | 17,000 | $26.09 | $443,511 | 420,204 | −3.89% | plan? |
| Feb 14, 2018 SForm 4 → | Feb 16, 4:06 pm EST | John T McDonaldCEO, Director, 10% Owner | 67,500 | $22.53 | $1,520,441 | 1,676,941 | −3.87% | plan? |
| Jan 8, 2018 SForm 4 → | Jan 10, 3:56 pm EST | John T McDonaldCEO, Director, 10% Owner | 67,500 | $22.23 | $1,500,317 | 1,744,441 | −3.73% | plan? |
| Dec 16, 2017 FForm 4 → | Dec 19, 6:18 pm EST | John T McDonaldCEO, Director, 10% Owner | 10,277 | $22.00 | $226,094 | 1,811,941 | — | plan? |
| Dec 16, 2017 FForm 4 → | Dec 19, 6:17 pm EST | Michael Douglass HillCFO,Treasurer & Secretary | 13,283 | $22.00 | $292,226 | 253,205 | — | plan? |
| Dec 16, 2017 FForm 4 → | Dec 19, 6:15 pm EST | Timothy MattoxPresident & COO | 44,400 | $22.00 | $976,800 | 437,204 | — | plan? |
| Dec 14, 2017 SForm 4 → | Dec 18, 4:20 pm EST | WAVE SYSTEMS CORP +210% Owner | 2,122,028 | $22.00 | $46,689,729 | 0 | −100% | plan? |
| Dec 11, 2017 SForm 4 → | Dec 13, 6:10 pm EST | John T McDonaldCEO, Director, 10% Owner | 67,500 | $22.08 | $1,490,558 | 1,822,218 | −3.57% | plan? |
| Nov 28, 2017 SForm 4 → | Nov 30, 4:25 pm EST | Michael Douglass HillCFO,Treasurer & Secretary | 20,000 | $24.31 | $486,114 | 266,488 | −6.98% | plan? |
| Nov 20, 2017 SForm 4 → | Nov 22, 4:03 pm EST | John T McDonaldCEO, Director, 10% Owner | 67,500 | $21.48 | $1,450,114 | 1,889,718 | −3.45% | plan? |
| Nov 16, 2017 JForm 4 → | Nov 20, 9:07 pm EST | John D Thornton10% Owner | 2,182,584 | — | — | 0 | — | plan? |
| Nov 16, 2017 JForm 4 → | Nov 20, 6:55 pm EST | AV Partners IX LLC +510% Owner | 2,182,584 | — | — | 0 | — | plan? |
| Nov 16, 2017 JForm 4 → | Nov 20, 6:52 pm EST | AV Partners IX LLC +410% Owner | 2,182,584 | — | — | 0 | — | plan? |
| Oct 5, 2017 SForm 4 → | Oct 10, 5:29 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 20,000 | $22.01 | $440,122 | 286,488 | −6.53% | plan? late |
| Sep 16, 2017 FForm 4 → | Sep 19, 4:35 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 2,349 | $20.71 | $48,648 | 306,488 | — | plan? |
| Sep 16, 2017 FForm 4 → | Sep 19, 4:34 pm EDT | John T McDonaldCEO, Director, 10% Owner | 4,943 | $20.71 | $102,370 | 1,957,218 | — | plan? |
| Sep 16, 2017 FForm 4 → | Sep 19, 4:33 pm EDT | Timothy MattoxPresident & COO | 4,252 | $20.71 | $88,059 | 481,604 | — | plan? |
| Sep 15, 2017 SForm 4 → | Sep 19, 4:55 pm EDT | David MayDirector | 25,000 | $21.43 | $535,750 | 138,500 | −15.3% | plan? |
| Sep 15, 2017 SForm 4 → | Sep 19, 4:35 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 20,000 | $21.43 | $428,600 | 308,837 | −6.08% | plan? |
| Sep 13, 2017 SForm 4 → | Sep 15, 4:51 pm EDT | WAVE SYSTEMS CORP +210% Owner | 44,903 | $22.06 | $990,731 | 2,122,028 | −2.07% | plan? |
| Sep 11, 2017 SForm 4 → | Sep 13, 4:05 pm EDT | WAVE SYSTEMS CORP +210% Owner | 20,000 | $22.46 | $449,208 | 2,166,931 | −0.91% | plan? |
| Sep 7, 2017 SForm 4 → | Sep 11, 3:37 pm EDT | WAVE SYSTEMS CORP +210% Owner | 35,400 | $22.38 | $792,091 | 2,186,931 | −1.59% | plan? |
| Aug 22, 2017 MForm 4 → | Aug 23, 4:34 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 16,000 | $0.30 | $4,800 | 328,837 | — | plan? |
| Aug 21, 2017 MForm 4 → | Aug 23, 4:35 pm EDT | Timothy MattoxPresident & COO | 30,000 | $8.72 | $261,600 | 485,856 | — | plan? |
| Jul 20, 2017 SForm 4 → | Jul 24, 8:20 pm EDT | WAVE SYSTEMS CORP +210% Owner | 91,280 | $24.57 | $2,242,996 | 2,222,331 | −3.95% | plan? |
| Jun 23, 2017 SForm 4 → | Jun 27, 5:17 pm EDT | WAVE SYSTEMS CORP +210% Owner | 561,712 | $22.68 | $12,742,156 | 2,313,611 | −19.5% | plan? |
| Jun 16, 2017 FForm 4 → | Jun 20, 4:54 pm EDT | John T McDonaldCEO, Director, 10% Owner | 4,946 | $21.55 | $106,586 | 1,966,161 | — | plan? |
| Jun 16, 2017 FForm 4 → | Jun 20, 4:52 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 2,353 | $21.55 | $50,707 | 312,837 | — | plan? |
| Jun 16, 2017 FForm 4 → | Jun 20, 4:51 pm EDT | Timothy MattoxPresident & COO | 4,257 | $21.55 | $91,738 | 455,856 | — | plan? |
| May 30, 2017 JForm 4 → | Jul 25, 12:18 pm EDT | ESW Capital, LLC +110% Owner | 5,750,646 | — | — | 2,875,323 | — | plan? late |
| May 22, 2017 GForm 4 → | Aug 17, 4:42 pm EDT | John T McDonaldCEO, Director, 10% Owner | 4,000 | — | — | 1,962,161 | — | plan? late |
| Mar 30, 2017 AFForm 4 → | Mar 31, 4:29 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 71,809 | $15.50 | $1,113,040 | 315,190 | — | plan? |
| Mar 30, 2017 AForm 4 → | Mar 31, 4:24 pm EDT | Timothy MattoxPresident & COO | 125,000 | $15.50 | $1,937,500 | 460,113 | — | plan? |
| Mar 30, 2017 AFForm 4 → | Mar 31, 4:22 pm EDT | John T McDonaldCEO, Director, 10% Owner | 147,411 | $15.50 | $2,284,871 | 1,971,107 | — | plan? |
| Dec 16, 2016 FForm 4 → | Dec 19, 5:18 pm EST | Timothy MattoxPresident & COO | 35,803 | $8.75 | $313,276 | 335,113 | — | plan? |
| Dec 16, 2016 FForm 4 → | Dec 19, 5:15 pm EST | John T McDonaldCEO, Director, 10% Owner | 5,252 | $8.75 | $45,955 | 1,830,518 | — | plan? |
| Dec 16, 2016 FForm 4 → | Dec 19, 5:14 pm EST | Michael Douglass HillCFO,Treasurer & Secretary | 7,065 | $8.75 | $61,819 | 246,999 | — | plan? |
| Nov 16, 2016 PForm 4 → | Nov 18, 1:24 pm EST | David MayDirector | 10,000 | $8.59 | $85,900 | 163,500 | +6.51% | plan? |
| Nov 4, 2016 PForm 4 → | Jul 25, 2017, 12:18 pm EDT | ESW Capital, LLC +110% Owner | 1,500 | $8.00 | $12,000 | 2,875,323 | +0.05% | plan? late |
| Aug 8, 2016 PForm 4 → | Aug 15, 6:02 am EDT | ESW Capital, LLC +110% Owner | 15,122 | $7.69 | $116,357 | 2,873,823 | +0.53% | plan? late |
| Jul 27, 2016 PForm 4 → | Aug 8, 7:35 pm EDT | ESW Capital, LLC +110% Owner | 50,000 | $7.83 | $391,250 | 2,858,701 | +1.78% | plan? late |
| Jul 18, 2016 PForm 4 → | Jul 27, 6:12 am EDT | ESW Capital, LLC +110% Owner | 22,341 | $7.56 | $168,964 | 2,808,701 | +0.80% | plan? late |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 17, 2026 AForm 4 → | Aug 18, 4:25 pm EDT | Jennifer L. SimonChief Financial Officer | 6,666 | — | — | 6,666 | — | |
| Jun 4, 2026 AForm 4 → | Jun 8, 4:51 pm EDT | Sean NathanielCEO and President | 133,333 | — | — | 133,333 | — | |
| Aug 6, 2018 AForm 4/A → | Aug 30, 4:15 pm EDT | David MayDirector | 4,378 | — | — | 4,378 | — | |
| Aug 6, 2018 AForm 4 → | Aug 8, 4:34 pm EDT | David MayDirector | 4,378 | — | — | 4,378 | — | amended |
| Jul 31, 2018 MForm 4 → | Aug 1, 6:24 pm EDT | Timothy MattoxPresident & COO | 15,860 | — | — | 19,724 | — | |
| May 29, 2018 MForm 4 → | May 31, 7:15 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 15,000 | — | — | 6,383 | — | |
| Nov 7, 2017 AForm 4 → | Nov 8, 3:58 pm EST | Joe RossDirector | 18,414 | — | — | 18,414 | — | |
| Aug 22, 2017 MForm 4 → | Aug 23, 4:34 pm EDT | Michael Douglass HillCFO,Treasurer & Secretary | 16,000 | — | — | 21,383 | — | |
| Aug 21, 2017 MForm 4 → | Aug 23, 4:35 pm EDT | Timothy MattoxPresident & COO | 30,000 | — | — | 4,395 | — | |
| Aug 8, 2017 AForm 4 → | Oct 5, 4:06 pm EDT | Stephen E CourterDirector | 6,525 | — | — | 37,941 | — | late |
| Aug 8, 2017 AForm 4 → | Oct 5, 4:04 pm EDT | David MayDirector | 6,525 | — | — | 45,242 | — | late |
| Aug 8, 2017 AForm 4 → | Oct 5, 4:03 pm EDT | Rodney C FavaronDirector | 6,525 | — | — | 37,941 | — | late |
| Aug 8, 2016 AForm 4/A → | Aug 30, 2018, 6:11 pm EDT | Stephen E CourterDirector | 15,487 | — | — | 15,487 | — | |
| Aug 8, 2016 AForm 4/A → | Aug 30, 2018, 4:28 pm EDT | Rodney C FavaronDirector | 15,487 | — | — | 15,487 | — | |
| Aug 8, 2016 AForm 4/A → | Aug 30, 2018, 4:09 pm EDT | David MayDirector | 38,717 | — | — | 38,717 | — | |
| Aug 8, 2016 AForm 4 → | Aug 11, 5:56 pm EDT | David MayDirector | 38,717 | — | — | 38,717 | — | late amended |
| Aug 8, 2016 AForm 4 → | Aug 10, 8:12 pm EDT | John D ThorntonDirector, 10% Owner | 15,487 | — | — | 31,416 | — | |
| Aug 8, 2016 AForm 4 → | Aug 10, 7:39 pm EDT | Rodney C FavaronDirector | 15,487 | — | — | 31,416 | — | amended |
| Aug 8, 2016 AForm 4 → | Aug 10, 7:04 pm EDT | Stephen E CourterDirector | 15,487 | — | — | 31,416 | — | amended |
| Nov 9, 2015 AForm 4 → | Nov 13, 4:00 pm EST | Stephen E CourterDirector | 15,929 | — | — | 15,929 | — | late |
| Nov 9, 2015 AForm 4 → | Nov 12, 6:04 pm EST | John D ThorntonDirector, 10% Owner | 15,929 | — | — | 15,929 | — | late |
| Nov 9, 2015 AForm 4 → | Nov 12, 5:21 pm EST | Rodney C FavaronDirector | 15,929 | — | — | 15,929 | — | late |
| Nov 9, 2015 AForm 4 → | Nov 12, 5:02 pm EST | Steven SarracinoDirector | 15,929 | — | — | 15,929 | — | late |