SEC Form 4 · accession 0001622461-16-000008
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Rodney C Favaron
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 10, 2016 · 7:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $7.74 | Aug 8, 2016 | A | 15,487 | A | — | Aug 8, 2026 | Common Stock | 15,929 | 31,416 | D |
Explanation of responses
- F1The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016.