SEC Form 4 · accession 0001458635-16-000004
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
David May
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 11, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $7.74 | Aug 8, 2016 | A | 38,717 | A | — | Aug 8, 2026 | Common Stock | 38,717 | 38,717 | D |
Explanation of responses
- F1The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016.