SEC Form 4 · accession 0001458635-17-000008
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David May
Director
Period of report
Aug 8, 2017
Accepted (ET)
Oct 5, 2017 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $23.60 | Aug 8, 2017 | A | 6,525 | A | — | Aug 8, 2027 | Common Stock | 6,525 | 45,242 | D |
Explanation of responses
- F1The option vests and becomes exercisable in twelve equal monthly installments commencing on June 16, 2017.