SEC Form 4/A · accession 0001458635-18-000006
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David May
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 30, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $33.39 | Aug 6, 2018 | A | 4,378 | A | — | Aug 6, 2028 | Common Stock | 4,378 | 4,378 | D |
Explanation of responses
- F1Form was amended to correct the Title of Derivative Security.
- F2Options vest and become exercisable as to 25% of shares on each of 9/16/19, 12/16/18, 3/16/19 and 6/16/19.