SEC Form 4/A · accession 0001131058-18-000004
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stephen E Courter
Director
Period of report
Aug 8, 2016
Accepted (ET)
Aug 30, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $7.74 | Aug 8, 2016 | A | 15,487 | A | — | Aug 8, 2026 | Common Stock | 15,487 | 15,487 | D |
Explanation of responses
- F1Form was amended to correct the Title of Derivative Security.
- F2The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2016.