SEC Form 4 · accession 0001094792-19-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director
Period of report
Jan 18, 2019
Accepted (ET)
Jan 22, 2019 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 18, 2019 | S | 20,000 | $30.00 | D | 153,738 | I | By MLPF&S as Cust. FBO J. McDonald IRA |
| Common Stock | holding | — | — | — | 1,565,947 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares were sold pursuant to shareholder's 10b5-1 trading plan.