SEC Form 4 · accession 0001289889-18-000008
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Douglass Hill
Officer — CFO,Treasurer & Secretary
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 7:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | M | 15,000 | $0.30 | A | 295,087 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $0.30 | May 29, 2018 | M | 15,000 | D | — | Mar 16, 2021 | Common Stock | 15,000 | 6,383 | D |
Explanation of responses
- F125% of the shares subject to the Option vested on 3/16/2012, and the remaining shares subject to the Option vested in equal 36 installments on the 16th day of each month, in each case subject to the reporting person's continued employment through such vesting dates.