SEC Form 4 · accession 0001624067-26-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Mattox
Director
Period of report
Jul 31, 2026
Accepted (ET)
Aug 4, 2026 · 5:46 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2026 | S | 1,000 | $4.48 | D | 40,900 | D | |
| Common Stock | Aug 3, 2026 | S | 1,000 | $4.45 | D | 39,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transaction indicated was conducted under an approved 10b5-1 Plan, adoption date of referenced 10b5-1 Plan is: 03/09/2026. These shares were sold to cover the tax withholding obligations in connection with the vesting of restricted stock units