SEC Form 4 · accession 0001131058-18-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen E Courter
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | A | 1,497 | $0.00 | A | 11,913 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock vesting as to 25% of shares on each of 9/16/2018, 12/16/2018, 3/16/2019 and 6/16/2019 subject to continued service as a member of the Board.