SEC Form 4 · accession 0001094792-19-000004
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | A | 180,000 | $0.00 | A | 1,745,947 | D | |
| Common Stock | holding | — | — | — | 153,738 | I | By MLPF&S as Cust. FBO J. McDonald RRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted stock units vesting in twelve equal quarterly installments starting on March 16, 2019 and ending on December 16, 2021; provided that the participant continues to be a service provider through each such vesting date.