SEC Form 4 · accession 0001094792-17-000008
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T McDonald
Officer — CEO · Director · 10% Owner
Period of report
May 22, 2017
Accepted (ET)
Aug 17, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 22, 2017 | G | 4,000 | $0.00 | D | 1,962,161 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Charitable gift.
- F2Excludes 243,738 shares held indirectly by MLFPF&S as Cust. FBO J.McDonald IRA for a total of 2,205,899 shares