SEC Form 4 · accession 0001624037-15-000002
Upland Software, Inc. · UPLD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Sarracino
Director
Period of report
Nov 9, 2015
Accepted (ET)
Nov 12, 2015 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001505155
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $7.84 | Nov 9, 2015 | A | 15,929 | A | — | Nov 9, 2025 | Common Stock | 15,929 | 15,929 | D |
Explanation of responses
- F1The option vests and becomes exercisable in twelve equal monthly installments commencing on June 17, 2015.